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Showing 331 - 340 of 354 results for "Australian Financial Services Licence"

Watchdog takes action over super scheme fraud

... consented to allegations that he carried on a financial services business without holding an Australian Financial Services Licence. This action follows a December application by the Australian Securities and Investments Commission (ASIC). The court orders ...

Lifetrack director on hold for five years: ASIC

... Superannuation Trust. The undertakings require Egan to not act as a director of a company holding an Australian Financial Services Licence, or of a listed investment company, for five years.

ASIC warning on Swiss offer

... of 14% pa in a 'conservative' environment was illegal ASIC said, as Prime did not have an Australian financial services licence.

Capstone expands after adding advisers

... expand its business, after strong growth in 2003 and the addition of new advisers under its Australian Financial Services licence mandate. Capstone managing director Grant O'Riley said the company would open offices in two new states in the first quarter ...

ASIC takes action against company directors

... restrained Mr Camiolo from providing any financial services until he successfully applied for and Australian Financial Services Licence. It also placed Mr Camiolo's companies into liquidation.

Promina listing leads to subsidiary name change, Vero

... Insurance Ltd. The group also announced that Vero had also transitioned successfully to its Australian Financial Services Licence. Promina said the specialist business units that will carry the Vero name include Aviation, Construction and Engineering ...

ASIC clears way for new exchanges to set up in Australia

... director for policy and markets regulation. He said PS 177 provided guidance on when an Australian Financial Services Licence was needed and how to apply for such a licence. "It will also help overseas market operators to understand their obligations ...

Macquarie provides solution for FSR compliance

... advisory businesses that require a $20,000 Performance Bond in order to apply for a new Australian Financial Services Licence (AFSL) for compliance with the Financial Services Reform Act (FSRA). The Bank said its Macquarie Performance Bond gives dealer ...

Local Authorities Super to be renamed Vision Super

... 1998, over 300 new companies have joined. Vision Super was one of the first funds to gain an Australian Financial Services Licence and is in the process of launching its new financial planning service. "Approved Trustee status is under consideration ...

Ex-Challenger executives launch in retail space

... Director), Hugh Latimer, Simon Lindsay, Richard Matthews and Sandy Morgan have received a draft Australian Financial Services Licence to operate retail managed investment schemes under their own Responsible Entity. "Our philosophy is to innovate, package ...