Search Results | Showing 341 - 350 of 1867 results for "Authority" |
| | | ... statement from regulators it was also confirmed that New York-based Signature Bank has been closed by its state chartering authority and senior management has been removed. Shareholders and certain unsecured debtholders won't be protected, it said. The ... |
| | | | ... to ensure that consumers are covered for the full range of matters considered by the Australian Financial Complaints Authority (AFCA), including managed investment schemes (MIS)," Abood said. Of note, yesterday Treasury announced the start of its review ... |
| | | | ... advice-related complaints has slashed by nearly half in the last year, according to the Australian Financial Complaints Authority (AFCA). AFCA registered 2211 financial advice-related complaints in 2022, the majority of which concern Dixon Advisory and ... |
| | | | ... self-managed superannuation funds. ASIC also found that Childs failed to follow through with an Australian Financial Complaints Authority determination following a complaint from a Think Money client. Childs played a "significant role in the disposal ... |
| | | | Link Group flagged it is in "advanced confidential discussions" with the UK's financial markets regulator to settle its investigation against the failed Woodford Equity Income Fund. The case has dragged on since 2019, when fundie Mark Woodford went ... |
| | | | ... safely." Illustrating the harm faced by consumers, the consultation paper cited research by the UK Financial Conduct Authority (FCA) which found that the most common reason for buying crypto assets was as a gamble. However, it also highlighted that an ... |
| | | | A court ruling has reaffirmed that financial institutions must cooperate with the Australian Financial Complaints Authority (AFCA) or face penalties. The ruling came in a case ASIC brought against home finance companies, General Commercial and Eden ... |
| | | | ... Australia, and of its Future2 Foundation, and was appointed a director of the Financial Adviser Standards and Ethics Authority. He has also sat on the Financial Planning Standards Board for four years. He also has close to two decades' experience as ... |
| | | | ... He was appointed commissioner in November 2018. He is a former chief executive of New Zealand's Financial Markets Authority. Outside of the regulatory sphere, Hughes has held roles including chief risk and legal officer at UniSuper, head of legal ... |
| | | | ... committees overseeing financial services, leading to regulatory and legislative arbitrage. Contrastingly, APRA has the authority to supervise institutions across banking, insurance and super. Unlike the US, fiduciary duty is also regulated at the provider ... |
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