Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 381 - 390 of 1867 results for "Authority"

CSLR legislation tabled, advice sector responds

ANDREW MCKEAN  |  FRIDAY, 9 SEP 2022
... compensation of up to $150,000 to eligible consumers who have a determination from the Australian Financial Complaints Authority (AFCA) relating to personal financial advice, credit intermediation, securities dealing and credit provisions that remains ...

ACCC approves Dye & Durham, Link deal

JAMIE WILLIAMSON  |  FRIDAY, 9 SEP 2022
... Central Bank of Ireland but is awaiting approvals from the Foreign Investment Review Board, the UK Financial Conduct Authority ("FCA") and the Luxembourg Commission de Surveillance du Secteur. The acquisition was approved by Link's shareholders last ...

ASIC capability review released

CASSANDRA BALDINI  |  FRIDAY, 26 AUG 2022
The Financial Regulator Assessment Authority (FRAA) reviewed ASIC and said it's generally effective and capable but there are still some important opportunities to enhance performance. The FRAA released its report, Effectiveness and Capability Review ...

Adviser standards consultation commences

JAMIE WILLIAMSON  |  THURSDAY, 25 AUG 2022
... whether their conduct has resulted in adverse findings against their licensee by the Australian Financial Complaints Authority; CPD compliance; and action taken by professional associations. "It is proposed that isolated incidences of minor misconduct ...

LOGOS to develop Qantas training facility

CHLOE WALKER  |  FRIDAY, 19 AUG 2022
... million south Sydney infill site for a purpose-built Qantas pilot training centre. Backed by the Abu Dhabi Investment Authority via the LOGOS Australia Logistics Venture, the planned facility spanning 7222 square metres will be developed by LOGOS in ...

Transurban names new chair

CASSANDRA BALDINI  |  THURSDAY, 18 AUG 2022
... director of the Australian Foundation Investment Company Limited and a member of the Financial Regulator Assessment Authority. A statement said he has extensive experience across all facets of company management, including equity and debt capital markets ...

MSC Trustees adds to board

JAMIE WILLIAMSON  |  MONDAY, 15 AUG 2022
... provider has welcomed two financial services industry veterans to its board ahead of its application to obtain CCIV authority. MSC Trustees has added Ruth McClelland and Steven O'Connell as non-executive directors, effective last week. McClelland has ...

WA financial services director banned for six years

CHLOE WALKER  |  MONDAY, 15 AUG 2022
... using logos of entities without their permission (which was likely to create a misleading impression that she had the authority to contact investors). Additionally, Hutchinson made misleading statements to investors about fund performance and land valuations ...

CSLR establishment is critical: FPA

CHLOE WALKER  |  FRIDAY, 12 AUG 2022
... recent notice for former Dixon Advisory clients to register any complaints with the Australian Financial Complaints Authority (AFCA). Just last week, advisers were prompted by the corporate regulator to movie quickly with their complaints to be eligible ...

ASIC flags 'significant' IDR compliance issues at super funds

JAMIE WILLIAMSON  |  WEDNESDAY, 10 AUG 2022
... 271 requires trustees to notify complainants of any delays and their rights under the Australian Financial Complaints Authority within 45 days; ASIC's review found that, where there were delays, close to 50% of the time those delays were not communicated. ...