Search Results | Showing 301 - 310 of 1883 results for "Authority" |
| | | ... executives, who are elected in a presidential-style campaign and, other than maintaining popularity, have unchecked authority, an independent review has found. The report by former Telstra boss Ziggy Switkowski, commissioned by PwC, has outlined seven ... |
| | | | After ignoring an Australian Financial Complaints Authority (AFCA) determination, which was then escalated to the Federal Court, NextGen Financial Group is now in the process of winding up. WJ & V Drakoulis Super, the trustees of the SMSF that sued ... |
| | | | ... have not agreed. Banks must also inform customers that they have the right to go to the Australian Financial Complaints Authority (AFCA) if they want to challenge their decision. ASIC alleges Westpac breached the code between 4 September 2017 and 20 ... |
| | | | ... specifically, Sequoia said it is "currently acting on several matters referred to the Australian Financial Complaints Authority (AFCA) relating to the provision of financial services to its retail clients". "The directors have assessed complaints for ... |
| | | | ... member of the panel for the Ramsay Review, which recommended the establishment of the Australian Financial Complaints Authority and Compensation Scheme of Last Resort. Constant has been with CBA for nearly three years and previously was in a similar ... |
| | | | ... listed real estate manager has secured a second commitment from a wholly owned subsidiary of the Abu Dhabi Investment Authority (ADIA). The sovereign wealth fund will now invest a total of $1.4 billion in the Qualitas Diversified Credit Investments (QDCI) ... |
| | | | ... compensation of up to $150,000 to consumers who have an unpaid determination from the Australian Financial Complaints Authority relating to personal financial advice, credit intermediation, securities dealing or credit provisions. It will be funded by ... |
| | | | ... Indigenous members, and actively contribute to improving outcomes for the communities. "They've got a platform and authority on that platform because they're large, significant players in the financial markets in Australia," he said. "They can ... |
| | | | ... communications when it came to conducting various investigations. The failures involved employees at multiple levels of authority, including supervisors and senior executives, the SEC said. Wells Fargo Securities and its subsidiaries will pay US$125 ... |
| | | | ... would put the Australian market regulator in line with other jurisdictions. In March, the UK's Financial Conduct Authority (FCA) issued a letter to CEOs of index providers, warning them that in the FCA's general view, ESG disclosures are poor. ... |
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