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Showing 331 - 340 of 1235 results for "licensees"

Copia hires from BT

ANNABELLE DICKSON  |  WEDNESDAY, 6 OCT 2021
... in distribution roles including state manager at BT Wrap and national manager, network development manager - BT Group Licensees. Black was previously a financial adviser at Davidson Financial Group and a distribution manager at Colonial First State. ...

MLC Life refreshes income protection offering

ANNABELLE DICKSON  |  WEDNESDAY, 29 SEP 2021
... Insurance is offering a new range of income protection insurance products following research from customer, adviser and licensees. Income Assure and Income Assure+ will be available from October 1 and allows most clients to have the maximum sum insured ...

Asendium partners with licensee support firm

KARREN VERGARA  |  WEDNESDAY, 22 SEP 2021
Asendium has joined forces with a licensee support firm that has more than 70 AFS Licensees nationwide. My Dealer Services is using the financial advice technology firm's software to develop compliant advice. Advisers will be able to generate in-house ...

APRA to mandate independent certifications

KARREN VERGARA  |  WEDNESDAY, 22 SEP 2021
... insurance as recommended by the financial services Royal Commission. In a letter to registrable superannuation entity licensees, APRA clarified its position on Commissioner Hayne's Recommendation 4.14. Hayne's recommendation affects all RSEs that engage ...

Morningstar hires new research business head

ELIZABETH MCARTHUR  |  WEDNESDAY, 22 SEP 2021
... Gower. "Rick brings over 20 years' experience in advice, with a deep understanding of the needs of advisers and licensees, and a passion for empowering adviser and investor success," Morningstar head of product and client solutions Graham Dixon said. ...

FSC suggests CSLR improvements

KARREN VERGARA  |  MONDAY, 20 SEP 2021
... financial crisis, are considered. The FSC therefore recommends that ASIC introduces minimum capital requirements for advice licensees and takes proactive oversight of professional indemnity insurance (PI) held by licensees. FSC chief executive Sally ...

ASIC prepares advisers for DDO

KARREN VERGARA  |  FRIDAY, 17 SEP 2021
... information that enables it to monitor the appropriateness of the TMD and their product governance arrangements. "While advice licensees and financial advisers are exempt from meeting the reasonable steps obligation when providing personal advice, they ...

ASIC provides licensing update

ELIZABETH MCARTHUR  |  THURSDAY, 16 SEP 2021
... approved 458 new AFSLs and ACLs, compared to 394 last year. ASIC also approved 537 variation applications by existing licensees (the same as last year). The regulator also reported 797 additional regulatory outcomes for AFSLs and ACLs, including the ...

DDO nil-reporting rule scrapped

KARREN VERGARA  |  THURSDAY, 16 SEP 2021
... pleased that the requirement for nil reporting for DDO has been removed". "This would have been a huge workload for licensees and would have disproportionately impacted those small licensees with broad Approved Product Lists. The implementation of DDO ...

Breach reporting guidance released

KARREN VERGARA  |  WEDNESDAY, 8 SEP 2021
... with the notify, investigate and remediate obligations sets out further guidance on how Australian financial services licensees can meet their obligations, set to commence on October 1. ASIC explains how advisers must notify affected clients of a reportable ...