Search Results | Showing 321 - 330 of 1235 results for "licensees" |
| | | ... which lays out how much it recovers from the superannuation, life insurance and financial services sectors it regulates. Licensees that provide personal advice to retail clients will pay a fixed $1500 plus $1142 per adviser, a whopping 36% drop on the ... |
| | | | ... reduced time spent on paper-based administration and data entry for advisers, as well as increased connectivity between licensees, advisers, clients, and platforms. The new law, which took effect on July 1, forces advisers to obtain consent forms for ... |
| | | | ... qualified and experienced insurance industry professionals with a passion for improving our partnerships with advisers and licensees," he said. "Their expertise will be important in supporting our strategic direction and to deliver on the promises we ... |
| | | | The corporate regulator released examples of Records of Advice (ROA) to provide clarity to financial advisers and licensees on their obligations when using them for clients. The information sheet, INFO 266 FAQs: Records of Advice, provides answers to ... |
| | | | ... Consultum Financial Advisers (375). Morgans (179), Commonwealth FP (179) and Aware Financial Services (162) are the largest licensees when it comes to providing risk advice. As for the largest superannuation advice businesses, Morgans leads with 367 ... |
| | | | ... also found instances of chief investment officers spearheading valuation decisions. APRA said it found that, "while RSE licensees generally reacted promptly to the crisis, few had robust, pre-existing frameworks for implementing, monitoring and reverting ... |
| | | | ... marketing expenditure impact without demonstrating specific improved outcomes for members. Going into detail, APRA said some licensees were unable to articulate the purpose of the marketing expenditure as part of annual strategic and business planning. ... |
| | | | ... to lead the FSC, representing its 111 members across superannuation funds, funds management, life insurance, advice licensees and trustee companies. "Some of the more significant challenges have included initiating life insurance's Trowbridge Review ... |
| | | | ... just over a year to go until the new prudential standard takes effect, we expect banks, insurers and superannuation licensees to be preparing now to ensure they are ready to comply with the new requirements," he said. Next year, the prudential regulator ... |
| | | | ... platforms, FirstChoice and FirstWrap. CFS will shortly begin the initial six-week rollout. The solution supports advisers and licensees via a new workflow within Xplan, which is then validated and authenticated through the blockchain, and passed through ... |
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