Search Results | Showing 311 - 320 of 1646 results for "Review of" |
| | | ... including access to external dispute resolution through the Australian Financial Complaints Authority. Our targeted review of these matters is ongoing, including focus on the extent of consumer harms," he said. Binance continues to be a member of AFCA ... |
| | | | ... ASIC's decision. The AAT refused the stay application in February, but no hearing date has been set for the substantive review of ASIC's decision. In reviewing a sample of financial advice provided by Matai, ASIC found it was not appropriate, and he ... |
| | | | ... that were previously unattainable, deliver enhanced products and services to our members and drive down costs." KPMG's review of Alcoa Super found that while there was no immediate cause for concern, within two years it would be difficult for the trustees ... |
| | | | ... performing any function involved with running a business. "ASIC identified Mr Karamian's conduct through a proactive review of individuals who were listed as current financial advisers on the FAR despite not having passed the FA Exam by 1 January 2022 ... |
| | | | ... ASIC has banned Queensland-based adviser Douglas Allen from providing financial services for three years. ASIC's review of Allen's advice files revealed that he employed a "layered advice" approach. The regulator discovered that his recommendations ... |
| | | | ... the review report will be released at the start of May. "We need to have humility and conduct a careful and thorough review of how we supervised and regulated this firm, and what we should learn from this experience," added Barr. President Joe Biden ... |
| | | | ... Investors, Magellan, Regal Funds Management, and TDM Growth Partners. Lanchester left BlackRock earlier this year following a review of its fundamental equities business. He had been there since 2015. He has previously held investment roles with Perpetual ... |
| | | | ... its home loan processes." "As part of the settlement, ANZ has agreed that its Customer Fairness Advisor will conduct a review of its Home Loan Introducer Program." ASIC deputy chair Sarah Court commented: "By failing to have robust compliance and training ... |
| | | | ... (AFCA), including managed investment schemes (MIS)," Abood said. Of note, yesterday Treasury announced the start of its review of the regulatory framework for MIS, aimed at identifying gaps and potential areas for improvement. The review was announced ... |
| | | | Treasury is commencing its review of the regulatory framework underpinning managed investment schemes (MIS), targeted at identifying gaps and possible areas for improvement. The review was announced as part of the Albanese government's first federal ... |
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