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Showing 281 - 290 of 1618 results for "Review of"

Illegal early release of super sees director banned

CHLOE WALKER | TUESDAY, 18 APR 2023

... competent, to participate in the financial services and credit industries," ASIC said. Edden-Brown has the right to seek a review of ASIC's decision at the Administrative Appeals Tribunal.

Pension fund ousts chief over US bank losses

JAMIE WILLIAMSON | WEDNESDAY, 12 APR 2023

... look ahead and forcefully implement the necessary changes," Alecta acting chair Ingrid Bonde said. It said a strategic review of how it conducts equity management is now underway. Alecta first invested in Silicon Valley Bank in June 2019 and last invested ...

ASIC cans Binance AFSL

KARREN VERGARA | TUESDAY, 11 APR 2023

... including access to external dispute resolution through the Australian Financial Complaints Authority. Our targeted review of these matters is ongoing, including focus on the extent of consumer harms," he said. Binance continues to be a member of AFCA ...

ASIC bans Gold Coast adviser

CHLOE WALKER | FRIDAY, 31 MAR 2023

... ASIC's decision. The AAT refused the stay application in February, but no hearing date has been set for the substantive review of ASIC's decision. In reviewing a sample of financial advice provided by Matai, ASIC found it was not appropriate, and he ...

Australian Retirement Trust lines up another merger

JAMIE WILLIAMSON | TUESDAY, 21 MAR 2023

... that were previously unattainable, deliver enhanced products and services to our members and drive down costs." KPMG's review of Alcoa Super found that while there was no immediate cause for concern, within two years it would be difficult for the trustees ...

Advice group chief fakes exam result, banned

JAMIE WILLIAMSON | THURSDAY, 16 MAR 2023

... performing any function involved with running a business. "ASIC identified Mr Karamian's conduct through a proactive review of individuals who were listed as current financial advisers on the FAR despite not having passed the FA Exam by 1 January 2022 ...

ASIC bans Queensland adviser

ANDREW MCKEAN | WEDNESDAY, 15 MAR 2023

... ASIC has banned Queensland-based adviser Douglas Allen from providing financial services for three years. ASIC's review of Allen's advice files revealed that he employed a "layered advice" approach. The regulator discovered that his recommendations ...

HSBC bails out Silicon Valley Bank UK

CASSANDRA BALDINI | TUESDAY, 14 MAR 2023

... the review report will be released at the start of May. "We need to have humility and conduct a careful and thorough review of how we supervised and regulated this firm, and what we should learn from this experience," added Barr. President Joe Biden ...

Hearts & Minds appoints chief investment officer

JAMIE WILLIAMSON | TUESDAY, 14 MAR 2023

... Investors, Magellan, Regal Funds Management, and TDM Growth Partners. Lanchester left BlackRock earlier this year following a review of its fundamental equities business. He had been there since 2015. He has previously held investment roles with Perpetual ...

Court fines ANZ for dodgy introducer program

KARREN VERGARA | MONDAY, 13 MAR 2023

... its home loan processes." "As part of the settlement, ANZ has agreed that its Customer Fairness Advisor will conduct a review of its Home Loan Introducer Program." ASIC deputy chair Sarah Court commented: "By failing to have robust compliance and training ...

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Federal Court calls out ASIC for re-running case on appeal

RIDDHIMA TALWANI

The Full Federal Court of Australia has criticised regulators for falling back on appeals to re-litigate cases on a different legal basis than the one run at trial.

Evergreen founder exits Ascalon Capital

KARREN VERGARA

Ascalon Capital has bid farewell to Evergreen Consultants' founder Angela Ashton, shortly after acquiring the consulting firm last year.

Powerhouse Ventures partners with European fund manager

KARREN VERGARA

ASX-listed Powerhouse Ventures has partnered with an unnamed European fund manager that will commit US$50 million to its fledgling Critical Infrastructure Opportunities (CIO) Fund.

KeyInvest unveils new investment platform, awards mandate

MATTHEW WAI

KeyInvest has launched a new investment platform to include a plethora of investment strategies ranging from private credit to global equities.

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