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Showing 251 - 260 of 1664 results for "Review of"

ASIC clamps down on advisers, trustees cold calling

KARREN VERGARA  |  TUESDAY, 7 MAY 2024
... from inappropriate advice fee charges," ASIC said. ASIC forewarned it will provide more details shortly as part of its review of trustees' oversight of advice fees and charges. "Ultimately, financial advisers, licensees, and superannuation trustees ...

Count renews Iress contract

KARREN VERGARA  |  MONDAY, 6 MAY 2024
... of our global portfolio of Trading & Market Data businesses. "Our next focus for the Managed Portfolio is a strategic review of the businesses within it, which may include moving the UK back into the core part of our portfolio. We are also continuing ...

Brighter Super to close socially responsible options

JAMIE WILLIAMSON  |  TUESDAY, 30 APR 2024
... interests of members. It comes as the fund streamlines its investment menu to offer just one set of options. Following a review of its investment options, Brighter Super has decided to offer a single menu of investment options from May 31. It currently ...

Platinum announces strategic review

ELIZA BAVIN  |  FRIDAY, 26 APR 2024
Platinum Asset Management said it would be undertaking a strategic review of both Platinum Capital (PMC) and Platinum Asia Investments (PAI). Platinum said the boards of both PMC and PAI have noticed a trend away from close-ended investment vehicles ...

ASIC cancels AFSL of JB Markets

ELIZA BAVIN  |  TUESDAY, 23 APR 2024
... depository services for retail and wholesale clients. JB Markets may apply to the Administrative Appeals Tribunal for a review of ASIC's decision.

ASIC chief executive to depart

ELIZA BAVIN  |  TUESDAY, 16 APR 2024
... ASIC to an agency we have a shared interest in supporting and seeing succeed," Longo said. "Since I embarked on the review of ASIC's infrastructure and operations on my first day as ASIC chair, Warren has played a significant leadership role, particularly ...

Wholesale investor tests up for parliamentary review

KARREN VERGARA  |  MONDAY, 25 MAR 2024
... current holdings". Stakeholders have until May 15 to file a submission. The new inquiry builds on Treasury announcing a review of the regulatory framework in the October 2022-23 Budget. This was followed by opening consultations to shake up the $2.7 ...

ASIC bans director who promised 150% returns

ELIZA BAVIN  |  THURSDAY, 21 MAR 2024
... well as his lack of fitness and propriety". Creigh has the right to appeal to the Administrative Appeals Tribunal for a review of ASIC's decision.

ASIC bans Queensland financial adviser

ELIZA BAVIN  |  WEDNESDAY, 20 MAR 2024
... ASIC's banned and disqualified register, though he has the right to appeal to the Administrative Appeals Tribunal for a review of ASIC's decision.

Perpetual, Pendal combine multi-asset capabilities

JAMIE WILLIAMSON  |  MONDAY, 18 MAR 2024
... team, in a move that will see the departure of Pendal Group's head of multi asset. The fund manager said a recent review of its multi-asset capabilities resulted in a decision to merge the existing multi-asset businesses into one team. The new team ...