The latest issue of Financial Standard now available as an e-newspaper

READ NOW

Search Results

Showing 251 - 260 of 1618 results for "Review of"

Mayfair 101 calls for senate inquiry into ASIC

JAMIE WILLIAMSON | WEDNESDAY, 2 AUG 2023

... time had no ASIC or AFCA complaints, all lenders were paid up to date and on time, the group had obtained formal legal review of its advertising, and the group held a diversified portfolio of more than 25 private equity investments in 10 countries." ...

Advice from Shartru failed best interests duty, ASIC says

JAMIE WILLIAMSON | MONDAY, 31 JUL 2023

... follow targeted surveillance by ASIC, during which it found Shartru was not adequately monitoring representatives. A review of advice documents found some advice provided by representatives failed to meet the best interests duty and related obligations ...

ASIC continues to reprimand SMSF auditors

CHLOE WALKER | MONDAY, 24 JUL 2023

... ASIC's public banned register. They are ineligible to reapply for registration, although Funder has already requested a review of the decision by the Administrative Appeals Tribunal. Meanwhile, Toby Dodd, Mark Gregson and Clayton Lawrence have each had ...

Westpac closes Specialist Businesses Division

JAMIE WILLIAMSON | THURSDAY, 20 JUL 2023

... products, investments, general and life insurance, auto finance, and Westpac Pacific. Jason Yetton was appointed to lead the review of each business and, in the three years since, executed the divestment of most; just last month it was decided Westpac ...

Michele Bullock to be next RBA governor

CASSANDRA BALDINI | FRIDAY, 14 JUL 2023

... Bank is in very good hands as it deals with the current inflation challenge and implementing the recommendations of the review of the RBA. I wish Michele all the best," he said. While Chalmers said it was the right call, he added that it was not an easy ...

Lowe hands down RBA board shake up

CASSANDRA BALDINI | THURSDAY, 13 JUL 2023

... Philip Lowe has announced significant changes that will be implemented by the central bank in response to the recent review of its processes. In what is potentially his last speech as governor, Lowe explained that while the government concluded that ...

Openmarkets hit with largest ever MDP penalty

ANDREW MCKEAN | THURSDAY, 6 JUL 2023

... has transformed, putting in place robust compliance controls and systems. The broker also commissioned an independent review of the design of its trade systems back in 2021. Meanwhile, ASIC banned Openmarkets former acting head of trading Virginia Owczarek ...

Adviser levy tripled, labelled "deeply unfair"

JAMIE WILLIAMSON | THURSDAY, 29 JUN 2023

... unlicensed advice, adviser registration, administration of the adviser exam, the Financial Services and Credit Panel, and the review of the Life Insurance Framework. The release of the indicative cost recovery follows minister for financial services ...

Trustees must do better on account consolidation: ASIC

JAMIE WILLIAMSON | THURSDAY, 29 JUN 2023

... consolidation must be undertaken at least once each financial year - an obligation written into law a decade ago. A recent review of nine trustees by ASIC found three of the nine did not have documented business rules for identifying and merging multiple ...

BUSSQ dumps fixed interest, shares options

JAMIE WILLIAMSON | WEDNESDAY, 28 JUN 2023

Following a review of its investment menu, BUSSQ opted to close two of its options last month. The $6 billion industry super fund has closed its Diversified Fixed Interest and All Shares investment options, citing lack of member demand. According to ...

PAGE:

Federal Court calls out ASIC for re-running case on appeal

RIDDHIMA TALWANI

The Full Federal Court of Australia has criticised regulators for falling back on appeals to re-litigate cases on a different legal basis than the one run at trial.

Evergreen founder exits Ascalon Capital

KARREN VERGARA

Ascalon Capital has bid farewell to Evergreen Consultants' founder Angela Ashton, shortly after acquiring the consulting firm last year.

Powerhouse Ventures partners with European fund manager

KARREN VERGARA

ASX-listed Powerhouse Ventures has partnered with an unnamed European fund manager that will commit US$50 million to its fledgling Critical Infrastructure Opportunities (CIO) Fund.

KeyInvest unveils new investment platform, awards mandate

MATTHEW WAI

KeyInvest has launched a new investment platform to include a plethora of investment strategies ranging from private credit to global equities.

Videos

Brought to you by

Global economic outlook and the case for local currency emerging market debt: Resilience, risk, and opportunity

A guaranteed future

Strength amid noise

SMILE through retirement - tackling the top 5 (Sequencing, Market, Inflation, Longevity, Emotion) retirements risks

Maintaining a fundamental focus in a world obsessed with the short term

The market has changed. The opportunity hasn't.

Follow the leaders

MORE VIDEOS

Products

'Guide To' Series

Pocket investment guides featuring adviser case studies and a glossary.

MORE INFO

Publisher's Forum

Investing trends and strategies from the industry’s thought leaders.

MORE INFO

Product Showcases

Putting the spotlight on investment products that matter.

MORE INFO

Expert Feed

Christian Mueller-Glissmann

Head of Asset Allocation Research

Goldman Sachs

When geopolitics becomes a portfolio risk

Geopolitics is back - again - and Australian investors can no longer treat it as distant background noise.

READ MORE

Tania Milnes

General Manager Membership

Financial Advice Association Australia

Does association membership still matter?

With all the changes the advice sector has experienced in recent years, such as regulatory reform and increased education and professional standards ...

READ MORE

Effie Dimitropoulos

Chief executive

AUDD

Digital assets and where they stand in 2026

So far in 2026 digital assets have captured the headlines largely for the wrong reasons, but that doesn't tell the full story.

READ MORE

Jessica Sclafani

Global retirement strategist

T. Rowe Price

Rethinking default design in a changing market environment

The evolution underway in the US DC system highlights the value of periodically reassessing default design assumptions.

READ MORE

Industry Events

MORE INDUSTRY EVENTS

JUL

Advisers Big Day Out - Hobart

Featured Profile

MORE PROFILES

Brian Redican

CHIEF ECONOMIST
NEW SOUTH WALES TREASURY CORPORATION

What makes an economist an economist? TCorp chief economist Brian Redican reflects on over three decades of navigating Australia's economic cycles. Riddhima Talwani writes.

READ MORE