Search Results | Showing 221 - 230 of 1643 results for "Review of" |
| | | ... to all registrable superannuation entity (RSE) licensees sharing the initial observations from its targeted thematic review of the superannuation industry's preparedness for Prudential Standard CPS 190 Recovery and Exit Planning (CPS 190). For RSE ... |
| | | | ... officer, manager, employee, or contractor. However, he has the right to appeal to the Administrative Appeals Tribunal for a review of the decision. Gordon, who was an adviser and director of Refocus Financial Group between 2015 and 2018, was found to ... |
| | | | ... by APRA. Mercer will also be required to appoint an independent third party to complete and operational effectiveness review of its risk management and compliance frameworks once the remediation plan is complete. In addition, the super fund will need ... |
| | | | ... "Allowing a certification to be used as an alternative qualification method will address the core purpose behind this review of managed investment schemes (protecting consumers) while avoiding the negative impact on start-ups as well as avoiding exacerbating ... |
| | | | ... authorised from 1 July 2020 to 30 July 2020. On 21 December 2022, Sweeney filed an application at the AAT seeking a review of ASIC's decision. On 26 April 2024, the AAT found that a permanent ban was appropriate as the fraud was "blatant and relatively ... |
| | | | ... the Fair Work Ombudsman. The government is also providing $3 million to implement the government's response to the Review of the Franchising Code of Conduct, including remaking and enhancing the Code, and an additional $2.6 million to support more ... |
| | | | ... ideal as the tests have not changed since 2002 and have not kept up with the times. Last August, Treasury conducted a review of the regulatory framework for managed investment schemes (MIS). This included reviewing thresholds for the high-net-worths ... |
| | | | ... testing through the restoration to ensure stable, secure services as members expect. "My team are conducting a full review of the incident to ensure that wherever possible we minimise the risk of disruption in the future. "We will assess this incident ... |
| | | | ... adequately monitor and question fee deductions from member accounts being made by financial advisers and licensees. In its review of 10 trustees, ASIC found three trustees don't perform any checks in relation to advice fee deductions, with some allowing ... |
| | | | ... from inappropriate advice fee charges," ASIC said. ASIC forewarned it will provide more details shortly as part of its review of trustees' oversight of advice fees and charges. "Ultimately, financial advisers, licensees, and superannuation trustees ... |
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