Search Results | Showing 191 - 200 of 1618 results for "Review of" |
| | | ... substantive stay application and confidentiality orders on 17 July 2024," ASIC said. No hearing date has been set for the review of ASIC's decision. Luff previously worked at Australian Financial Licensing Group, Custom Wealth Solutions Dealer Services ... |
| | | | ... all times," it said. Likewise, Cbus said that meets its legislative obligations regarding the appointment and ongoing review of directors, noting that they are subject to a fit and proper assessment prior to their appointment and on an annual basis. ... |
| | | | ... only held a Diploma of Financial Planning. Abdalla has the right to appeal to the Administrative Appeals Tribunal for a review of ASIC's decision. |
| | | | ... the fund manager announced it will no longer make additional grants of its performance rights (ASX: PTMAB) following a review of its remuneration structure. Consequently, chief executive and managing director Jeff Peters' employment contract will be ... |
| | | | ... by the Senate Economics References Committee on ASIC's investigation and enforcement released last week called for a review of how the regulator is funded. In 2022-23, ASIC employed around 1800 staff and received $426 million in government funding. This ... |
| | | | ... to all registrable superannuation entity (RSE) licensees sharing the initial observations from its targeted thematic review of the superannuation industry's preparedness for Prudential Standard CPS 190 Recovery and Exit Planning (CPS 190). For RSE ... |
| | | | ... officer, manager, employee, or contractor. However, he has the right to appeal to the Administrative Appeals Tribunal for a review of the decision. Gordon, who was an adviser and director of Refocus Financial Group between 2015 and 2018, was found to ... |
| | | | ... by APRA. Mercer will also be required to appoint an independent third party to complete and operational effectiveness review of its risk management and compliance frameworks once the remediation plan is complete. In addition, the super fund will need ... |
| | | | ... "Allowing a certification to be used as an alternative qualification method will address the core purpose behind this review of managed investment schemes (protecting consumers) while avoiding the negative impact on start-ups as well as avoiding exacerbating ... |
| | | | ... authorised from 1 July 2020 to 30 July 2020. On 21 December 2022, Sweeney filed an application at the AAT seeking a review of ASIC's decision. On 26 April 2024, the AAT found that a permanent ban was appropriate as the fraud was "blatant and relatively ... |
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