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Showing 351 - 360 of 1664 results for "Review of"

Trustees must improve IDR processes: ASIC

JAMIE WILLIAMSON  |  FRIDAY, 9 DEC 2022
... found some superannuation trustees have sub-standard arrangements for managing complaints. The finding is based on a review of 35 trustees, with 10 of those selected for a more detailed review in Stage 2. When it comes to timeframes for handling complaints ...

ALRC should prioritise advice regulations: FPA

CASSANDRA BALDINI  |  THURSDAY, 8 DEC 2022
... Australia (FPA) has said the Australian Law Reform Commission (ALRC) should prioritise advice regulations in its ongoing review of financial services law. In its latest submission to the ALRC review of the Legislative Framework for Corporations, the ...

ASIC suspends, cancels AFSLs

CHLOE WALKER  |  WEDNESDAY, 7 DEC 2022
... reinstatement of its AFCA membership. Both QFML and ASFL Group may apply to the Administrative Appeals Tribunal for a review of ASIC's decision.

Financial advice among most qualified professions: Analysis

JAMIE WILLIAMSON  |  TUESDAY, 6 DEC 2022
... suggests the advice sector is now among the most highly educated professions in Australia. Rainmaker Information's 2022 review of advisers' ASIC-recognised qualifications shows 82% of advisers' tertiary qualifications specifically relate to financial ...

Crescent Wealth responds to PDS error criticism

ANDREW MCKEAN  |  THURSDAY, 1 DEC 2022
... they'd otherwise been led to believe would be charged. As a result of the misreporting, Equity Trustees is conducting a review of Crescent Wealth and will take "appropriate action" in response to an independent expert's findings as it seeks to ...

Crescent Wealth misreports indirect costs, breaches regulatory standards

ANDREW MCKEAN  |  MONDAY, 28 NOV 2022
... because they weren't reviewed and updated for each financial year. Consequently, Equity Trustees is conducting a review of Crescent Wealth and said it will take "appropriate action" in response to an independent expert's findings as it seeks ...

Fortnum launches new adviser support service

CASSANDRA BALDINI  |  TUESDAY, 22 NOV 2022
... gain a clear understanding of a firm's structure, financial position, and health. The stage includes a comprehensive review of a business' fundamental components. Businesses are assessed on 128 criteria, which are each rated from weak to strong to identify ...

ASX dumps CHESS replacement project

JAMIE WILLIAMSON  |  THURSDAY, 17 NOV 2022
... already made. The bourse first touted it would look to replace CHESS in February 2015, followed by a two-and-a-half-year review of distributed ledger technology and stakeholder consultation. During this time, the ASX also acquired a 5% interest in Digital ...

ASIC suspends FTX Australia's licence

ANDREW MCKEAN  |  WEDNESDAY, 16 NOV 2022
... exchange contracts to retail and wholesale clients. FTX Australia can apply to the Administrative Appeals Tribunal for a review of ASIC's decision. Although, ASIC is encouraging clients of FTX Australia to carefully monitor the situation and look ...

ASIC bans married duo from providing financial services

ANDREW MCKEAN  |  FRIDAY, 11 NOV 2022
... financial services business. Both of the Marshalls have the right to appeal to the Administrative Appeals Tribunal for a review of ASIC's the decision.