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Showing 271 - 280 of 305 results for "Consent"

Broker gets jail term for forgery

... Australia, forged collateral lodgement forms which allowed him to use his clients' shares, without their knowledge nor consent. He then used around $1.28 million of client money as security for trading on other clients' accounts and for his personal ...

ASIC bans building insurance broker

... issued false certificates of insurance to clients Tenth Zital, Emval Pty Ltd and Como Constructions Pty Ltd without CBL's consent. His clients thought the certificates were valid, gave them insurance protection and did building construction on that basis. ...

Legacy product solution on its way

KATE HAGE  |  MONDAY, 7 AUG 2006
... Lowe said product manufactures need to also consider how compensation will be paid out to members, adding that express consent may not have to be sought, "we have considered how to do that without causing detriment to people," he added. Group managing ...

Accountants to investigate investment scheme

HAMISH MADDEN  |  MONDAY, 31 JUL 2006
Investigative accountants have been appointed to examine an Intertax managed investment scheme after a court application by the Australian Securities and Investments Commission (ASIC). The Intertax Group, of which David Palmer, Max Collins and Philip ...

Trustees told to ramp up disclosure: ASIC

KATE HAGE  |  TUESDAY, 18 JUL 2006
... director of compliance, Jennifer O'Donnell, highlighted decisions such as transferring a member's benefits without their consent, saying the change required direct communication to allow members to choose to exit a fund if they wished. "Any decision ...

Labor's super plans costly, complex and a disincentive: Liberals

... consolidation that would result in many Australians having their superannuation benefit moved to a different fund without their consent. "Automatic consolidation will not increase competition in the superannuation sector and it will not place downward ...

Austcorp hybrid to fund pipeline projects

... Eastern states. "Our Group's current project pipeline contains more than $2 billion of projects that have development consent. The projects are located in Queensland, New South Wales and Victoria and are spread across commercial and residential sectors." ...

Fincorp returns $21m to investors

... 2004 prospectus, due to misleading and omitted information in the document. The Supreme Court of NSW has made orders by consent for Fincorp to make corrective disclosure and offer a full refund to investors of the prospectus between 17 February and 9 ...

ASIC winds up managed investment scheme

The Australian Securities and Investments Commission (ASIC) has moved to wind a managed investment scheme operated by South Australian man Guiseppe Mercorella. ASIC alleges that the scheme is in breach of the Corporations Act 2001 (the Act) since 2002 ...

Orders issued against investment scheme manager

... unregistered and illegal investment scheme." Mercorella consented to the orders and has agreed not to leave the country without consent before ASIC's court application is heard.