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Showing 251 - 260 of 305 results for "Consent"

Opus Capital offers EU olive branch to ASIC

ELISE BURGESS  |  FRIDAY, 14 OCT 2011
... resolved by Opus, licence cancellation proceedings before the Administrative Appeal Tribunal (AAT) have been resolved by consent orders.

AustralianSuper, Westscheme merger completed

ELISE BURGESS  |  FRIDAY, 1 JUL 2011
AustralianSuper has hit $42 billion in funds and 1.8 million members after today officially merging with West Australian super fund, Westscheme, coinciding with its launch of an aviation division. Since announcing plans to merge in February this year ...

ASIC catches Camelot Derivatives

ASIC RELEASE  |  TUESDAY, 8 FEB 2011
Melbourne-based derivatives dealer, Camelot Derivatives (Camelot) and its sole director, Neil Walter King, consent to interim injunctions brought by Australian Securities and Investments Commissions (ASIC). Camelot is a dealing company specialising ...

ASX power handover to ASIC heralds new trading rules

PRESS RELEASES  |  FRIDAY, 9 JUL 2010
... Investment Commission (ASIC) will start supervising the ASX from August this year. Bowen said he has given in-principle consent to ASIC's market integrity rules and the changes to the operating rules of the ASX Group. Formal approval will be granted ...

Market Wrap - Morning

AAP  |  THURSDAY, 17 JUN 2010
... Treasury notes. In companies news, Charter Hall Group holds an extraordinary general meeting to obtain security holder consent to refresh the company's placement capacity. ANZ's chief executive of Asia, Europe and the US, Alex Thursby, and AXA Asia Pacific ...

Ex Macq manager restrained from departure

ASIC RELEASE  |  WEDNESDAY, 10 MAR 2010
... obtained court orders restraining former Macquarie Bank portfolio manager, Oswyn De Silva, from leaving Australia. The consent orders were obtained from the Supreme Court of New South Wales and prevents De Silva from leaving, or attempting to leave ...

Canada plan in talks to buy Livingston

COMPANY RELEASE  |  MONDAY, 12 OCT 2009
The Canada Pension Plan Investment Board has entered a consortium with private equity firm Sterling Partners to buy Livingston International Income Fund. According to Livingston's website, the firm - through its operating subsidiaries - is Canada's ...

Ban flipping arrangements: ISN

RUTH LIEW  |  TUESDAY, 15 SEP 2009
... with higher cost premiums. ISN cited media reports noting 100,000 Australians have been 'flipped' without 'their express consent' in the last year. "Where they are receiving a commission, financial planners have a moral obligation to ensure informed ...

ASIC reviews prospectus disclosure of CRAs

MICHELLE BALTAZAR  |  FRIDAY, 11 SEP 2009
... class order relief that allows issuers of investment products to cite credit ratings in disclosure documents without the consent of credit rating agencies," the regulator said in a statement. Currently a class order provides relief from the requirement ...

AIG sells asset management to Pacific Century

RUTH LIEW  |  MONDAY, 7 SEP 2009
AIG has sold its external fund management business for $587 million to Pacific Century Group - a Hong Kong-based private investment firm run by billionaire Richard Li. AIG said in a press statement that it would sell a portion of its investment advisory ...