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Showing 231 - 240 of 305 results for "Consent"

Adviser forced to pay back $684,000

LAURA MILLAN  |  THURSDAY, 28 NOV 2013
... which King met by allegedly transferring over $1.4 million in shares from the client's account without his knowledge or consent. King was granted conditional bail which includes reporting to police twice a week and surrendering his passport. He faces ...

CBA could face legal action over Operation Lantern

LAURA MILLAN  |  WEDNESDAY, 30 OCT 2013
... Williams' campaign function occurred in NSW and the Bank's agent did not gain entry pursuant to an invitation or with my consent as the managing director of the lessee company of the area where the function was held, the offence of trespass also appears ...

The Trust Company buyout receives approval from all regulators

LAURA MILLAN  |  FRIDAY, 27 SEP 2013
... the regulators and shareholders are expected to finally vote on the scheme in late November 2013. Perpetual has received consent from the New Zealand Overseas Investment Office, an approval it needed to make an overseas investment in sensitive land ...

ASX endorses Henry board director bid

ALICE URIBE  |  WEDNESDAY, 25 SEP 2013
The Australian Securities Exchange (ASX) has commended former Treasury boss Ken Henry's bid to become a director of the ASX board as it looks to renewal after the resignation of two long-serving directors over a US share-trading scandal. In an address ...

ASIC accepts EU from two advice firms

LAURA MILLAN  |  TUESDAY, 24 SEP 2013
... Limited, submitted approximately 10 to 15 change of adviser forms to netwealth Investments Limited. The clients did not consent to the transfer, which effectively moved them from WealthSure to Lotus Securities. Banfield has resigned from positions as ...

Wellington forced to pay ASIC's cost of appeal

LAURA MILLAN  |  FRIDAY, 12 JUL 2013
... against Wellington in September 2012, after Wellington distributed PIF shares to Asset Resolution Limited (ARL) without the consent of PIF unit holders. The Federal Court acquitted Wellington at first, but it ruled that the distribution of shares was ...

ASIC continues proceedings against Wellington Capital

LAURA MILLAN  |  TUESDAY, 11 JUN 2013
... ARL. As a result, each unit holder of PIF became a shareholder in ARL, but Wellington did not consult nor obtained the consent of PIF unit holders to do the transaction. PIF custodian Perpetual Nominees and ARL are also acting as defendants in the case. ...

Wellington Capital to take PIF case to High Court

LAURA MILLAN  |  FRIDAY, 31 MAY 2013
... ARL. As a result, each unit holder of PIF became a shareholder in ARL, but Wellington did not consult nor obtained the consent of PIF unit holders to do the transaction. "We will take the appeal decision to the High Court of Australia," Wellington Capital ...

Rainmaker Excellence Awards 2013

STAFF WRITER  |  THURSDAY, 9 MAY 2013
... Australia Finalists How Are You Tomorrow? Plum Super Your Super, Your Future Consolidation Colonial First State Loose Ends TFN Consent & Consolidation Telstra Super Hello Tomorrow HOSTPLUS Best Advertising Campaign of the Year (Consumer Division) Winner ...

Guidance sought on Wellington's share distrib plans

MARK STORY  |  MONDAY, 15 OCT 2012
... took steps to have the ARL shares issued to the individual PIF unitholders. Wellington did not consult with or obtain the consent of the PIF unitholders concerning the distribution of the PIF's ARL shares to the PIF unitholders. Such a distribution results ...