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Showing 241 - 250 of 2085 results for "Australian Securities"

Regulators defended in calls for Royal Commission

DARREN SNYDER  |  MONDAY, 11 APR 2016
... banking and financial services sector. At a doorstop interview in Sydney yesterday, Turnbull said both the Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) had powers equal to a Royal Commission ...

ASIC commences proceedings against Westpac

ALEX BURKE  |  WEDNESDAY, 6 APR 2016
... ASIC said, it is "seeking declarations that Westpac contravened s.12CA, s.12CB and the former s.12CC of the Australian Securities and Investments Commission Act 2001 (Cth) (ASIC Act), s.912A(1), s.1041A of the Corporations Act 2001 (Cth) (Corporations ...

HSBC joins mFund service

DARREN SNYDER  |  MONDAY, 4 APR 2016
HSBC's online share trading platform has joined the Australian Securities Exchange's (ASX) mFund settlement service. The ASX said today's announcement brings the number of mFund distribution partners to 18, and there are now 22 mFund issuers or responsible ...

Further fintech reform on cards

DARREN SNYDER  |  TUESDAY, 22 MAR 2016
... new and alternative equity funding options." Morrison said the government has also been working with the Australian Securities and Investments Commission (ASIC) on the development of a "regulatory sandbox" for Australian fintechs. He said this would ...

OneVentures says VC needs scale in Australia

DARREN SNYDER  |  FRIDAY, 11 MAR 2016
... listings or offshore financing opportunities. OneVentures partner and managing director Dr. Paul Kelly said the Australian Securities Exchange (ASX) had been the land of the walking dead for many, many early stage companies. "If you tell that story well ...

Senate to investigate life industry

DARREN SNYDER  |  TUESDAY, 8 MAR 2016
... avoid meeting claims; Whether a life insurance industry code of conduct is required; and The role of the Australian Securities and Investments Commission (ASIC) in reform and oversight of the industry. In a statement the office of Senator Williams said ...

ANZ ready to fight ASIC over BBSW

MARK SMITH  |  MONDAY, 7 MAR 2016
ANZ has strongly rejected allegations of rate rigging by the Australian Securities and Investments Commission (ASIC). The regulator last week launched its legal case against the bank in the Federal Court in Melbourne for market manipulation of the bank ...

BTIM board replaces Cooper

DARREN SNYDER  |  TUESDAY, 1 MAR 2016
... his role as a non-executive director at BT Investment Management. BTIM announced its board change to the Australian Securities Exchange today, and has replaced Cooper's position with current BT Financial Group chief risk officer Les Vance. The change ...

Regulators coordinating efforts to protect super

MARK SMITH  |  THURSDAY, 18 FEB 2016
... Association National Conference in Adelaide, Australian Taxation Office (ATO) commissioner Chris Jordan and Australian Securities and Investments Commission (ASIC) commissioner Greg Tanzer said cooperation between the two bodies had never been stronger ...

Henderson reports record inflows

DARREN SNYDER  |  FRIDAY, 12 FEB 2016
... 2015 that saw record net inflows and underlying profits. The firm reported its full year results to the Australian Securities Exchange (ASX) yesterday, recording net inflows of £8.5 billion ($17.3 billion) to 31 December 2015, up from £7.1 billion ...