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Showing 251 - 260 of 2085 results for "Australian Securities"

DomaCom raises $8m in pre-IPO capital

DARREN SNYDER  |  FRIDAY, 5 FEB 2016
Investment platform operator DomaCom plans to publicly list on the Australian Securities Exchange (ASX) in the third quarter of 2016 after collecting $8 million in a pre-IPO capital raising. DomaCom, owner of Australia's first regulated fractional property ...

Spring FG prepares fintech launches with appointment

DARREN SNYDER  |  MONDAY, 25 JAN 2016
... firm's range of fintech services and market the rollout of franchised wealth management branches. Joining the Australian Securities Exchange-listed company in the newly-created role is Samantha Clark. She will also lead the company's client recruitment ...

Margin lenders tighten policies after ASIC review

MARK SMITH  |  FRIDAY, 22 JAN 2016
One provider has stopped offering double geared margin loans following an Australian Securities and Investments (ASIC) review. Out of six margin lenders, covering 90% of the market, five were found to be offering double geared margin loans at the time ...

Hunter Hall chief executive stands down

MARK SMITH  |  WEDNESDAY, 20 JAN 2016
... chief executive and managing director David Deverall has resigned from his role. In an announcement on the Australian Securities Exchange, the funds management firm said Deverall will stand down from the Hunter Hall board of directors and from his executive ...

New role for IOOF executive

DARREN SNYDER  |  FRIDAY, 8 JAN 2016
... positioned this key area as a driver of future growth for IOOF." Meanwhile on Tuesday it was announced to the Australian Securities Exchange (ASX) that IOOF chief executive Chris Kelaher has sold more than $17 million of IOOF shares. He still holds about ...

Cbus Royal Commission findings impact industry

DARREN SNYDER  |  WEDNESDAY, 6 JAN 2016
... Atkin, along with former staff Lisa Zanatta and Maria Butera, are now all likely to face scrutiny from the Australian Securities and Investments Commission (ASIC) over the information leak and possible breaches of the Corporations Act. Details on former ...

More CBA-aligned advisers under scrutiny

DARREN SNYDER  |  THURSDAY, 17 DEC 2015
... Commonwealth Bank (CBA) aligned advice businesses. The second report was required under conditions imposed by the Australian Securities and Investments Commission (ASIC) in 2014. The report found that in 2012, both CFPL and FWL did take reasonable steps ...

ASIC consults on LIF powers

DARREN SNYDER  |  TUESDAY, 15 DEC 2015
Financial advisers and the life insurance industry are being asked to consult the Australian Securities and Investments Commission (ASIC) over plans that would give the regulator power to set a maximum level of upfront and ongoing commission payments ...

ASIC bans NAB-aligned adviser

DARREN SNYDER  |  TUESDAY, 15 DEC 2015
... linked with National Australia Bank (NAB) owned Meritum Financial Group has been banned for six years by the Australian Securities and Investments Commission (ASIC). NAB has welcomed ASIC's action against Mark Tidbury after the bank reported him following ...

ASIC forms its views on MySuper dashboards

DARREN SNYDER  |  FRIDAY, 11 DEC 2015
The Australian Securities and Investments Commission (ASIC) has released research suggesting there is a more positive sentiment towards superannuation based on annual tests of the MySuper dashboard. ASIC has published results from its 2014 consumer ...