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Showing 191 - 200 of 2082 results for "Australian Securities"

Financial crime taskforce puts two behind bars

KARREN VERGARA  |  MONDAY, 13 AUG 2018
... Intelligence Commission, Attorney-General's Department, Australian Transaction Reports and Analysis Centre, Australian Securities and Investments Commission and Australian Border Force.

Aurora reshuffles compliance team

ALEX BURKE  |  THURSDAY, 21 JUN 2018
... also serving as Aurora's non-executive chair. He was previously chair of ASIC's predecessors, the Australian Securities Commission and the National Companies and Securities Commission. Aurora also appointed Patrick Burroughs, a former KPMG senior ...

Priestley resigns from ASX, Future Fund boards

KANIKA SOOD  |  TUESDAY, 19 JUN 2018
J.P. Morgan Australia non-executive chairman Robert Priestley has resigned from the boards of the Australian Securities Exchange and the Future Fund following the ACCC pursuing a criminal cartel conduct investigation. Announcing his decision, Priestley ...

ASX on the lookout for new CFO

HARRISON WORLEY  |  MONDAY, 18 JUN 2018
A search is underway for a new chief financial officer at the Australian Securities Exchange after the market operator announced the retirement of its long-term CFO. Ramy Aziz' eight-year tenure as the ASX chief financial officer will come to an end ...

ASX invests in e-property settlements business

KANIKA SOOD  |  THURSDAY, 31 MAY 2018
The Australian Securities Exchange is backing a newly-formed electronic property settlements company as it eyes the $200 million industry. The exchange operator will invest $30 million in Sympli Australia for a 50% stake. The other half of Sympli will ...

Former Macquarie equities team launches boutique

KANIKA SOOD  |  FRIDAY, 25 MAY 2018
... Conviction Fund, which held $9 million at April end, will invest in a concentrated portfolio of about 25 Australian securities. Top performance contributors in April included NZ building products company Fletcher Building. The open-ended, trust structure ...

Spaceship beefs up senior management

KANIKA SOOD  |  MONDAY, 14 MAY 2018
... manager, Kildea will lead the fund's internal compliance team. The appointments come about a month after the Australian Securities and Investments Commission slapped Spaceship and trustee Tidswell Financial Services with infringement notices. Spaceship's ...

BlackRock confirms iShares delisting timetable

KANIKA SOOD  |  FRIDAY, 11 MAY 2018
... products from the ASX in about a month. On May 3, BlackRock said it was pulling five iShares products from the Australian Securities Exchange and re- domiciling 14 from US to Australia to cut taxes for investors. The scrapped iShares ETFs were indexed ...

ASIC tightens grip on ICO issuers

KANIKA SOOD  |  WEDNESDAY, 2 MAY 2018
... identify material that could mislead or deceive investors, and has already identified non-compliant offers. The Australian Securities and Investments Commission is sending enquiries to ICO issuers and their advisers whose conduct or statements may be ...

ASIC deregisters 117 SMSF auditors

KANIKA SOOD  |  WEDNESDAY, 2 MAY 2018
... further serious consequences for the fund and the auditor," the ASIC statement said.? In November 2017, the Australian Securities and Investments Commission sent out final warnings to 404 approved SMSF auditors who had not filed annual statements. About ...