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Showing 241 - 244 of 244 results for "ASIC ban"

ASIC bans financial adviser for three years

The Australian Securities and Investments Commission (ASIC) today announced that it had banned Perth-based Darren Horner from acting as a representative of a dealer or an adviser for a period of three years, starting 8 August 2003. ASIC found that Mr ...

ASIC bans Sydney businessmen

The Australian Securities and Investments Commission (ASIC) has banned Jonathan Rabinovitz - a former authorised representative of Credit Suisse First Boston Australia Equities Limited (CSFB) - from the securities industry for 18 months. ASIC found ...

ASIC bans Melbourne adviser for four years

The Australian Securities and Investments Commission (ASIC) has announced today that it has banned Malbourne-based Christopher Martin from acting as a representative of a dealer or an investment adviser for four years for not performing his duties efficiently ...

SA adviser joins son on ASIC banned list

Paul Cully The Australian Securities and Investments Commission (ASIC) today handed down a two year ban to South Australia financial adviser Kevin Lehman for unauthorised dealing in superannuation and insurance products, one month after his son Klinton ...