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Showing 2551 - 2560 of 3524 results for "compliance"

Boutiques squeezed out by increasing compliance costs

MARK SMITH  |  MONDAY, 30 SEP 2013
Industry consolidation arising from increased regulatory compliance cost is leading to an institutionalisation of the investment landscape and eroding the competitive advantage of boutique investment management firms, according to a new report published ...

Challenger CEO joins FSC board, AWI's Heap to depart

ALICE URIBE  |  THURSDAY, 26 SEP 2013

ASIC accepts EU from two advice firms

LAURA MILLAN  |  TUESDAY, 24 SEP 2013
... against Royal Capital. But according to ASIC, Spring Financial failed to monitor and supervise Royal Capital to ensure compliance with the financial services law. The firm also failed to provide enough processes and education to its authorised representatives ...

Link calls on govt to remove Stronger Super red tape

MARK SMITH  |  TUESDAY, 24 SEP 2013

Tyndall AM picks up new risk head of risk from Russell

ALICE URIBE  |  TUESDAY, 24 SEP 2013

Judge orders end of class action against WealthSure

LAURA MILLAN  |  MONDAY, 23 SEP 2013
... undertaking with ASIC and is undertaking a full reform of the business after the regulator showed concerns over poor compliance and failure to monitor advisers' actions.

ASIC, "twin peaks" model faces review

LAURA MILLAN  |  MONDAY, 23 SEP 2013
... its limitations are: its ability to act quickly to investigate breaches of the law; reduce red tape associated with compliance and to clearly communicate and engage with its stakeholders. Those interviewed for the survey also see the regulator as lacking ...

ASIC's SMSF report being misread

ALEX DUNNIN  |  THURSDAY, 19 SEP 2013
... $500,000 as the SMSF viability threshold, the report illustrates that for fund balances of $200,000 the average mid-range compliance costs of around $1700 pa converts to just 0.85% pa. Adding a loading for investment costs would still keep the overall ...

Industry agrees: SMSFs are not for everyone

LAURA MILLAN  |  TUESDAY, 17 SEP 2013
... assets, while 23.6% were holding between $500,000 and $1 million. Another 11% were holding less than $100,000. Annual compliance administration costs would be between $1,593 and $2,957 depending on the complexity and the size of the SMSF. At the same ...

Netwealth Advice set for growth after business restructure

LAURA MILLAN  |  FRIDAY, 13 SEP 2013
... the business such that it is strong enough to sustain growth," he said. Netwealth Advice is undertaking changes in compliance, technology and other support services and will go from six to 14 key value proposition services. Netwealth Advice has recently ...