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Showing 2521 - 2530 of 3524 results for "compliance"

Tyndall AM appoints investment risk manager

HARRY PAGE  |  THURSDAY, 5 DEC 2013
... for promoting a greater understanding of the role of risk management in the organization," Tyndall head of risk and compliance James Wincott said. "Chris' experience in risk management and risk modeling is a good fit with Tyndall AM's requirements, and ...

Industry and retail fund mergers on the cards

JAMES FERNYHOUGH  |  WEDNESDAY, 4 DEC 2013
... opportunities, according to DST Global Solutions head of business development Rhys Octigan. Octigan said that technological, compliance and competitive pressures in the superannuation industry will force funds to merge in order to achieve scale, resulting ...

Trust Company non-exec director resigns

LAURA MILLAN  |  TUESDAY, 3 DEC 2013
... In the last seven years Davis has been a director at The Trust Company, as well as a chairman of the Audit, Risk and Compliance Committee.

MySuper authorisations hit 99

ALEX DUNNIN  |  TUESDAY, 3 DEC 2013
... January. Even though this 'one fund to many products' structure is a highly efficient way to handling superannuation compliance, it will make implementation of other StrongSuper reforms such as trustee and portfolio disclosure very complex, Rainmaker ...

Ripoll rips into Abbott government's 'amateurism'

JAMES FERNYHOUGH  |  TUESDAY, 26 NOV 2013
... Standard Business Reporting which provided the platform for applications such as SuperTICK to be developed that reduce compliance costs for business. "The Coalition is a strong supporter of SuperStream, of which SuperTICK is one element, and we are committed ...

Accountants cautious to enter advice space

LAURA MILLAN  |  TUESDAY, 26 NOV 2013
... financial advice do it under the umbrella of the big institutions, which have the scale to reduce costs and to provide compliance and administration services. "A limited license is an opportunity for accountant firms to provide advice and retain their ...

Perpetual and Thorney "instrumental" in OneVue IPO talks

MARK SMITH  |  MONDAY, 25 NOV 2013
... time, but we behave internally like a publically-listed company anyway. We have a fantastic external board and external compliance committee," Mc-Keage continued. OneVue's plans to list the company on the ASX by the beginning of April were made public ...

Digital shift leaves industry funds behind

LAURA MILLAN  |  MONDAY, 18 NOV 2013
... calculators, but others don't." Funds claim that one of the main reasons behind their slow adoption of technology is compliance and regulatory issues. However, Towers Watson head of technology and administration solutions Richard Body noted that others ...

Sinodinos hints at relaxing conflicted remuneration rules

MARK SMITH  |  THURSDAY, 14 NOV 2013
... annual conference in Perth yesterday, Sinodinos said the industry was in danger of getting to a point where onerous compliance obligations could lead to advise being priced out of the grasp of those who need it. "We want to look more closely at issues ...

AIOFP members to undertake compliance review

LAURA MILLAN  |  TUESDAY, 12 NOV 2013
Members of the Association of Independently Owned Financial Professionals (AIOFP) will be undertaking compliance reviews under a new partnership with two service providers. Argyle and My Dealer Services will be providing the AFSL review service to over ...