Search Results | Showing 231 - 240 of 880 results for "Oversight" |
| | | ... and financial abuse." The SMSF sector, meanwhile, appears to be a hotbed for financial abuse due to lower levels of oversight. One submission to the inquiry pointed out that SMSFs are at "greater risk of financial abuse" as they are designed on the premise ... |
| | | | ... superannuation fund in the country, according to APRA's data," Bragg said. "You have said he has extensive experience and oversight in contemporary investment. I'm just wondering, how does that comply with the fit and proper test, which requires ... |
| | | | ... the FAR," the letter said. "APRA and ASIC expect an accountable entity's board to be able to demonstrate appropriate oversight and to be prepared to attest to the adequacy of the entity's FAR framework and its compliance with FAR obligations." The regulators ... |
| | | | ... funds have their drawbacks, including valuations being less frequent compared to public assets and a lack of regulatory oversight. "A sharp, sudden economic jolt may see listed equities devalued instantaneously; private assets, meanwhile, may not be ... |
| | | | Cbus has confirmed Paddy Crumlin, Jason O'Mara and Lucy Weber have joined the board after satisfying a 'fit and proper persons test' as part of the ongoing independent review being conducted by Deloitte at the direction of APRA. The findings ... |
| | | | ... portfolios by a range of 7.5%-10%. In June 2024, APRA said there was room for improvement when it comes to trustees' oversight of unlisted asset valuations, finding many super fund boards don't question valuations. In a letter to RSEs, APRA reminded ... |
| | | | ... accountability when it comes to claims handling. It is the trustee's responsibility to ensure there is adequate oversight of their systems and to prioritise the resources necessary to deliver the services they have promised to their members. "We ... |
| | | | ... communication and improved arrangements with the external mail-house provider; and increased quality assurance and compliance oversight of client correspondence, AFCA said. Investments and advice AFCA found a particular financial firm's settlement agreement ... |
| | | | ... transition her role to US head of business management Allan Lo Proto before leaving in 2025. Lo Proto will continue to have oversight of the US business in addition to being chief risk officer. "We are evolving our leadership model with an emphasis on ... |
| | | | ... Google cloud being inadvertently deleted. In August, APRA chair John Lonsdale flagged the regulator is stepping up its oversight of operational and cyber-resilience, including at super funds, to "ensure our regulated entities are equipped to maintain ... |
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