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Showing 211 - 220 of 633 results for "derivatives"

Latest data reveals super admin problem

ELIZA BAVIN  |  TUESDAY, 10 MAR 2020
... and Nulis Nominees with 122. The data also revealed the most complained about investment and advice products were derivatives, hedging and securities with 794 complaints. AFCA chief operating officer Justin Untersteiner said it is important to make the ...

Court punishes OTC derivative issuers

HARRISON WORLEY  |  FRIDAY, 28 FEB 2020
Three over-the-counter derivatives providers have been found guilty of contravening their AFSL licences by using account managers to pressure retail investors into purchasing products which lost investors more than $30 million. The Federal Court has ...

Challenger boutique winds up

KANIKA SOOD  |  TUESDAY, 11 FEB 2020
... partnered with in February last year has wound up. London-based FME Asset Management (Financial Markets Engineering) ran a derivatives-based strategy taking positions in futures with an absolute return objective. Its partnership with Fidante was announced ...

New boutique at Pinnacle

KANIKA SOOD  |  THURSDAY, 6 FEB 2020
... leads the team as the chief investment officer for Reminiscent. Chris James, who worked at Citi in pan-Asian equity derivatives sales, is Reminiscent's assistant portfolio manager. They are joined by Nathaniel Hartley as a trader. He was previously ...

UK pension fund expands offering, climate risk policy

JAMIE WILLIAMSON  |  TUESDAY, 7 JAN 2020
... active decision-making on co-investment opportunities in private markets in due course and direct fund managers to use derivatives in order to help invest cashflows and manage risk efficiently. The announcement follows a busy end to 2019 for Nest, having ...

Former Challenger executive joins ASX board

ELIZABETH MCARTHUR  |  MONDAY, 6 JAN 2020
... businesses. He started his career at Bankers Trust Australia, becoming executive vice-president and head of equity derivatives. Woods will be replaced as chair of ASX Clear by Stephen Knight, who was previously chief executive of the NSW Treasury Corporation. ...

ACCC immunity deal questioned by court

ELIZA BAVIN  |  FRIDAY, 6 DEC 2019
JPMorgan's former head of equity, capital and derivatives, Richard Galvin, has been forced to answer questions over the immunity deal offered to him by the ACCC over the cartel scandal of 2015. The Commonwealth brought charges against ANZ, Citigroup ...

Global firm appoints Australia chief

ALLY SELBY  |  THURSDAY, 5 DEC 2019
... offering across Australia and its surrounding regions, including growing the firms products across equities, equity derivatives, convertible bonds, event-driven, outsource, and global portfolio and ETF trading. He will also focus on advancing the firm's ...

Deutsche Bank offloads $76b in assets

ELIZA BAVIN  |  TUESDAY, 3 DEC 2019
... struggling as part of regulatory risk management in a major restructure. Deutsche said it has sold packets of equity derivatives in three auctions and is now trying to sell more complex equity derivatives in a process it said will take a couple of years. ...

New board positions for J.P.Morgan, CBA executives

ELIZA BAVIN  |  THURSDAY, 24 OCT 2019
... promote efficiency, integrity and professionalism in Australia's financial markets, including the capital, credit, derivatives, foreign exchange and other specialist markets.