Search Results | Showing 181 - 190 of 627 results for "derivatives" |
| | | The founders of derivatives cryptocurrency exchange BitMEX are facing criminal charges for allegedly violating anti-money laundering laws and basic compliance procedures. The Commodity Futures Trading Commission (CFTC) has charged co-founders Arthur ... |
| | | | ... Biven, Superhero's new head of market operations, most recently managed Shaw and Partners international operations and derivatives business. Prior to his four year tenure with the wealth management firm, Biven worked at Patersons Securities as a derivatives ... |
| | | | ... of Austraclear and a director of ASX Clear (Futures), the ASX clearing and settlement licensees for Australia's derivatives, OTC and debt markets. He will also remain a director of the exchange's intermediate holding companies, ASX Clearing Corporation ... |
| | | | ... Federal Court compelling Maxi EFX to product documents in response to an ASIC notice issued to it. Maxi EFX is a forex/derivatives trader subject to an ongoing investigation into suspected contraventions of the ASIC Act 2001 and the Corporations Act ... |
| | | | ... growth assets. The fund is permitted to obtain leverage via short selling (set at maximum 10% of gross asset value) or derivatives. It is managed by David Lewis (also the deputy chief investment officer) who joined from Merrill Lynch in 2013 and now ... |
| | | | ... completed extensive testing of an Australian equities focused fund, applying the same rules-based and disciplined derivatives strategy to that of its flagship global fund, however over an index of Australian listed securities. The local fund is expected ... |
| | | | ... subordinated corporate debt (9%), government bonds (5%). The rest was split across asset-backed securities, cash and derivatives, global high yield, hybrids and supranationals. |
| | | | ... to support securities lending or repo activity directly." HOOPP assistant vice president of collateral management, derivatives and fixed income Rob Goobie said the four pension funds were excited at the opportunity to participate in GPFA. "We believe ... |
| | | | ... Australian financial services licence of Union Standard International Group. The Sydney-based retail over-the-counter derivatives issuer operating as USGFX is suspended until September 23 under 915B of the Corporations Act 200 because it is under external ... |
| | | | ... licensee obligations, resulting in misleading and deceptive conduct. "The size of the Australian market for OTC retail derivatives has grown considerably over recent years," ASIC said. "With that growth, there has been a dramatic increase in complaints ... |
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