Search Results | Showing 231 - 240 of 638 results for "derivatives" |
| | | ... management (DWS). Deutsche Bank's local equities business comprises equity trading, equity sales, prime finance, equity derivatives and company research of top ASX-listed companies. Australia also has corporate and investment banking, and fixed income ... |
| | | | ... bolstered its consulting teams with five new hires in a bid to grow the firm. Paul Tulloch will join the alternatives and derivatives research team as a senior consultant after spending eight years as a derivatives trader with Optiver, based in Sydney ... |
| | | | ... finalised before the end of this month. NZX is New Zealand's exchange and a markets business operating equity, debt, derivatives and energy markets providing trading, clearing, settlement, depository and data services. It owns Smartshares - New Zealand's ... |
| | | | ... sole head, starting immediately joined UBS in 1996 and has extensive experience in running our equities trading and derivatives businesses. |
| | | | ... persons responsible for trading funds had the requisite qualifications and experience to manage a foreign exchange derivatives fund. ASIC alleges the two men failed to act in the best interests of members of the fund and did not exercise the degree of ... |
| | | | ASIC has cancelled the AFSL of an OTC derivatives issuer and helped appoint a receiver to the firm and its related companies. ASIC has successfully applied to the Federal Court to appoint receivers to Berndale Capital Securities, Berndale Capital Securities ... |
| | | | ... Markets between March 2015 and May 2016. Pulse was only authorised to provide general advice and trade in equities and derivatives, but it appears Peters represented Pulse as being authorised to engage in discretionary trading. An ASIC delegate determined ... |
| | | | ... semi-annual basis, super funds will be required to disclose investments and drill down to the underlying asset and derivatives held directly or through associated entities, as well as initial investments into non-associated entities. RSE licensees will ... |
| | | | ... review." The fund invests in global and Australian equities, bonds and cash primarily but also takes positions in derivatives (equity options and futures and bond futures) and is classified as an alternative strategy at Morningstar. Its mFund had returned ... |
| | | | ... investment portfolio. She was also instrumental in the setting up of NZ Super, establishing in-house currency and derivatives capabilities, Future Fund said. In her new role, Brake will lead the Future Fund's portfolio strategy function which undertakes ... |
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