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Showing 211 - 220 of 1406 results for "Richard"

Fund manager charged with defrauding investors

ELIZA BAVIN  |  WEDNESDAY, 13 JAN 2021
... their money to a fund manager with a long and successful track record," director of the SEC's New York Regional office Richard Best said. "This case demonstrates our commitment to hold accountable perpetrators of offering frauds for the harm they inflict ...

Retiree strategies need greater attention: Research

ANNABELLE DICKSON  |  WEDNESDAY, 6 JAN 2021
... which aims to equip advisers with solutions for retirees. Fidelity International head of client solutions and retirement Richard Dinham said as the retiree client group grows it is essential advisers are equipped with the right tools. "Financial planners ...

Challenger to buy industry-fund-owned bank

KANIKA SOOD  |  WEDNESDAY, 23 DEC 2020
... acquisition will allow Challenger to target a wider range of customers. Challenger managing director and chief executive Richard Howes said the firm has considered an ADI licence over the past two years, and MLMF's investment in its technology will allow ...

QLD super funds advance merger

KARREN VERGARA  |  TUESDAY, 22 DEC 2020
... profit-for-members fund in Queensland. Sunsuper manages about $70 billion while QSuper has about $117 billion. Energy Super chair Richard Flanagan said combining the funds would achieve further economies of scale to deliver lower fees to members, and ...

OneVue expands access on Xplan

ANNABELLE DICKSON  |  THURSDAY, 17 DEC 2020
... existing technology to reduce risk, cost and time to market. OneVue chief executive officer for fund and platform services Richard Harris-Smith the new access is the result of increased industry demand. "Fund managers and advisers are seeking greater ...

New internal audit guide for finance sector

KARREN VERGARA  |  WEDNESDAY, 2 DEC 2020
... such as AMP's Nicola Rimmer-Hollyman, Westpac's Scott Kiernan, MLC Life's Jon Tyers and Macquarie Group's Richard Knox. The guide covers six principles. The first is that an internal audit should assist the board and senior management ...

Challenger seeks new life chief executive

KANIKA SOOD  |  MONDAY, 30 NOV 2020
... leadership team. Chris Plater has been the life business' chief executive for four years, when he took over the role from Richard Howes in December 2016. Effective December 7, Plater will move the newly created role of chief executive, operations ...

SSGA names global investments chief

KARREN VERGARA  |  TUESDAY, 24 NOV 2020
... social and governance issues throughout the investment process, he added. Separately, parent company State Street named Richard F. Lacaille as senior investment adviser to manage company-wide leadership of ESG solutions and services. Lacaille has been ...

New fixed income boutique launches

KANIKA SOOD  |  MONDAY, 9 NOV 2020
Former UBS fund manager Chris Baylis, billionaire investor Alex Waislitz and ASX-listed cash platform Cashwerkz have teamed up to launch a new funds management businesses. Fortlake Asset Management is offering four funds, across retail, wholesale and ...

MIRA set to acquire REIT

KARREN VERGARA  |  MONDAY, 9 NOV 2020
... Perpetual subsidiary The Trust Company. Perpetual Corporate Trust directors overseeing Vitalharvest include group executive Richard McCarthy and general manager of managed fund services Vicki Riggio. The transaction is conditional on Vitalharvest not ...