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Showing 201 - 210 of 865 results for "Code"

Evergreen launches RI index

ANNABELLE DICKSON  |  WEDNESDAY, 18 AUG 2021
Evergreen Consultants established a responsible investment index based on a grading system that focuses on an investment manager's intent and actions rather than solely on portfolio metrics. The Evergreen Responsible Investment Grading Index (ERIG Index) ...

Every super fund should cover every occupation: FSC

KANIKA SOOD  |  FRIDAY, 13 AUG 2021
... First, is to implement a prohibition on these terms on life insurers through an appendix to the FSC's Life Insurance Code of Practice (Life Code). It said the complexity here is that while the Life Insurance Code is mandatory for all group insurers ...

Class launches SMSF auditor tool

ANNABELLE DICKSON  |  MONDAY, 12 JUL 2021
... include Super Know How, Unison and BDO Audits which leverage data integration to Class. Following a restructure to APES 110 Code of Ethics for Professional Accountants, SMSF audits can only be done by an independent auditor therefore an accounting practice ...

ASIC announces advice affordability findings

KARREN VERGARA  |  TUESDAY, 6 JUL 2021
... comprehensive and limited advice fall under the same regulatory requirements. Participants pointed out that meeting the FASEA Code of Ethics is a concern, as is the lack of clarity around the regulatory requirements for limited advice. The majority said ...

Lumiant raises capital, adds to board

KARREN VERGARA  |  WEDNESDAY, 23 JUN 2021
... said. "Lumiant frees them from regulatory and product constraints. Each module has been carefully mapped against the FASEA code of ethics, as well as ensuring advisers can easily adhere to know your customer and best interest duty requirements by letting ...

iFactFind launches

KARREN VERGARA  |  TUESDAY, 15 JUN 2021
... practices. It supports advisers to meet their legal and ethical obligations, including Standard 5 and Standard 8 of FASEA's Code of Ethics, which requires client records, including those of former clients, to be "kept in a form that is complete and ...

James Mawhinney files appeal

ELIZABETH MCARTHUR  |  TUESDAY, 15 JUN 2021
... misguided because of that commercial pressure. We also note that some media activity has been in breach of the ACCC Media Code of Conduct." Mawhinney maintains that he is working "around the clock" to get investors in Mayfair products their money back. ...

Life Code Compliance Committee chair named

ANNABELLE DICKSON  |  TUESDAY, 8 JUN 2021
The Financial Services Council and AFCA have jointly appointed Jan McClelland as chair of the Life Code Compliance Committee (LCCC). McClelland has extensive board experience and is currently deputy chancellor at the University of New England, chair ...

Research on education standards and morals launches

KARREN VERGARA  |  WEDNESDAY, 2 JUN 2021
... that ban commissions, require financial advisers to undertake further education, sit a national ethics exam and abide by a code of ethics to determine the impact that these changes may have had on the moral reasoning of advisers. The financial services ...

Pengana Capital distribution executive exits

KARREN VERGARA  |  MONDAY, 31 MAY 2021
... Steven Glass exited in March after overseeing the strategy for more than five years. The fund, listed on the ASX with ticker code PIA, dropped to $1.19 after Glass and Cvetanovski departed, after reaching as high as $1.35 in late February. US manager ...