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Showing 201 - 210 of 852 results for "Code"

Moelis Australia to rebrand

KANIKA SOOD  |  FRIDAY, 23 APR 2021
... investment banking services. ASX-listed Moelis Australia wants to change the name to MA Financial Group, and change the ticker code to MAF (currently MOE). The asset management business will use the name MA Asset Management, corporate advisory and equities ...

Life industry to launch framework

ANNABELLE DICKSON  |  WEDNESDAY, 21 APR 2021
... minimum standard. "This Professional Standards Framework sits alongside the industry commitments set out in the Life Insurance Code of Practice, which together, put in place important long-term commitments by the life insurance industry to delivering ...

Government opens consultation on key advice reforms

JAMIE WILLIAMSON  |  MONDAY, 19 APR 2021
... They may also have contravened a financial services law, or have breached the education and training requirements or the Code of Ethics. Advisers involved in someone else's breach of a financial service law will also be referred, as will those who ...

FSC proposes new advice model

KARREN VERGARA  |  MONDAY, 19 APR 2021
... providing comprehensive advice, but undermines the provision of scaled, simple issue and low risk financial advice. Instead, the code of ethics should be the primary instrument and single source of truth for determining compliance with the best interests ...

Risk advice most sought-after among Kiwis

KARREN VERGARA  |  THURSDAY, 15 APR 2021
... standard conditions. They must also comply with new duties under Part 6 of the Financial Markets Conduct Act 2013, and the new Code of Professional Conduct for Financial Advice Services. Advisers must formally record their details on the Financial Services ...

BGL expands product range overseas

KARREN VERGARA  |  TUESDAY, 13 APR 2021
... company annual returns electronically. BGL has been operating in Singapore for over 20 years. It recently connected its QR code-driven GuestTrack with the Victorian government's COVID-19 check-in system. BGL launched GuestTrack in mid-2020 as a free ...

ARK Innovation ETF cops neutral rating

KARREN VERGARA  |  TUESDAY, 13 APR 2021
... manager's undoing. Wood, the founder and chief executive of ARK Investment Management, launched ARK Innovation (ticker code ARKK) in October 2014 and has delivered over 36% per annum against its benchmark of 13% p.a. since inception. Its weighted ...

NZ overhauls regulation of advice

JAMIE WILLIAMSON  |  FRIDAY, 19 MAR 2021
... providers of financial advice to retail clients must comply with a new regulatory regime, including new licensing requirements, a Code of Conduct and new disclosure obligations. New Zealand has traditionally had three financial adviser types: Registered ...

Clime, Bristow to face court

ELIZABETH MCARTHUR  |  FRIDAY, 5 MAR 2021
... Institute charter holder. The statement of claim says that Golowenko sent an email to Vikraman and attached the CFA Institute Code of Ethics; this email was allegedly forwarded to Bristow. It's claimed Golowenko was then informed by Bristow that a note ...

The future of quality advice: SMSFA

ANNABELLE DICKSON  |  THURSDAY, 18 FEB 2021
... the future of advice practices. Ryan's first tip is investment in adviser capability and training. He referred to the FASEA Code of Ethics and subsequent exam. "The feedback we are getting is that it has been refreshing for advisers. They don't want ...