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Showing 211 - 220 of 854 results for "Code"

Clime, Bristow to face court

ELIZABETH MCARTHUR  |  FRIDAY, 5 MAR 2021
... Institute charter holder. The statement of claim says that Golowenko sent an email to Vikraman and attached the CFA Institute Code of Ethics; this email was allegedly forwarded to Bristow. It's claimed Golowenko was then informed by Bristow that a note ...

The future of quality advice: SMSFA

ANNABELLE DICKSON  |  THURSDAY, 18 FEB 2021
... the future of advice practices. Ryan's first tip is investment in adviser capability and training. He referred to the FASEA Code of Ethics and subsequent exam. "The feedback we are getting is that it has been refreshing for advisers. They don't want ...

Shipton to leave ASIC

JAMIE WILLIAMSON  |  FRIDAY, 29 JAN 2021
Treasurer Josh Frydenberg has announced ASIC chair James Shipton will leave the regulator in the coming months, despite being cleared by Vivian Thom's review of ASIC Governance. Releasing the review findings today, Frydenberg said he and Shipton ...

FS team picks: The top stories for 2020

ELIZABETH MCARTHUR, KANIKA SOOD  |  THURSDAY, 17 DEC 2020
... groups. MS sufferer fights CommInsure definition This year, life insurers were found to have consistently breached their own code of conduct and the industry came under increased pressure to do away with the outdated Activities of Daily Living definition. ...

US regulator, states sue Facebook

JAMIE WILLIAMSON  |  THURSDAY, 10 DEC 2020
... of new products and services," Newstead said. The lawsuit comes as Reset Australia criticises the voluntary disinformation code created by DIGI - the Australian lobby group consisting of Google, Facebook, Twitter and others. "DIGI has watered down the ...

Government backs disciplinary body in principle

KARREN VERGARA  |  MONDAY, 30 NOV 2020
... Michael Sukkar said. Recommendation 7.1 also suggests there should be a single point of registration for individuals, one code of conduct to govern practitioners, and that tax experts conduct any disciplinary action on those providing poor tax advice. ...

FASEA reveals October exam results

KARREN VERGARA  |  THURSDAY, 26 NOV 2020
... underperformed in the October exam included if the advice recommendations meet the client's best interests, and if the Code of Ethics was applied to advice scenarios identifying compliance and non-compliance. Some 10,460 advisers have passed the ...

Advice for all could add $630bn to economy

JAMIE WILLIAMSON  |  WEDNESDAY, 25 NOV 2020
... includes greater focus on client goals and a move away from product-centric advice, one regulator with one regime, a single code of conduct and individual registration for advisers.

Underinsurance gap worsens: Research

KARREN VERGARA  |  FRIDAY, 20 NOV 2020
... unforeseen circumstances have contributed to more Australians being underinsured. This includes the Insurance in Super Voluntary Code of Practice, Life Insurance Framework reforms, Protecting Your Super (PYS)/ Putting Members' Interests First (PMIF) ...

Former HESTA chair joins Assemble

ELIZA BAVIN  |  TUESDAY, 17 NOV 2020
... leadership in governance matters such as environmental, social, and governance (ESG), and maintaining culture, values, and code of conduct. Daff said the formation of a board is a significant milestone in the business' history, supporting its ambitions ...