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Showing 191 - 200 of 1920 results for "Disclosure"

AMP snares retirement expert

ELIZABETH FRY  |  FRIDAY, 5 JUL 2024
... For seven years, she held various roles within the organisation, including chair of the Superannuation Projection and Disclosure Sub-committee, member of the Superannuation and Investments Practice Committee, and member of the Data Analytic Working Group. ...

Committee calls for 'sick agency' ASIC to be split in half

JAMIE WILLIAMSON  |  THURSDAY, 4 JUL 2024
... the current whistleblower protections to include financial incentives for whistleblowers who make a "substantiated disclosure" and where addressing the misconduct would result in a significant public benefit. It should also look at introducing compensation ...

ASIC freezes assets of Melbourne based licensee

ELIZA BAVIN  |  THURSDAY, 27 JUN 2024
... (subject to limited exceptions). At a hearing on June 25, the court extended the time for compliance with some of the disclosure orders that had been made and adjourned the matter. United Global is an Australian financial services business based in Melbourne ...

ASIC calls out licensees: 'We will take action'

ELIZA BAVIN  |  THURSDAY, 20 JUN 2024
... situations where choice products had persistently underperformed against the benchmarks disclosed in their product disclosure statements (PDS)," he said. "I just want to emphasise that point - this was about the benchmarks set in the product's product ...

ASX advances CHESS replacement project

ANDREW MCKEAN  |  THURSDAY, 13 JUN 2024
The ASX announced today that the CHESS replacement project has entered the delivery phase. This follows a decision to proceed with a product-based solution developed by global technology firm Tata Consultancy Services. ASX chief information officer ...

Advice reforms draft laws consultation opens

KARREN VERGARA  |  WEDNESDAY, 12 JUN 2024
... have until July 8 to have their say. The draft bill proposes to remove the requirements for advisers to provide Fee Disclosure Statements as part of an ongoing fee arrangement, update record keeping obligations for new consent requirements, and remove ...

GST rebate changes worsens cost of advice: SMSFA

KARREN VERGARA  |  TUESDAY, 11 JUN 2024
... long-term retirement savings, Scotchbrook added. The SMSFA warns of other costs associated with changing systems and fee disclosure documentations. "To preserve the status quo and to support the advice industry, which in recent times has been crippled ...

Active Super found guilty of greenwashing

ANDREW MCKEAN  |  THURSDAY, 6 JUN 2024
... Super spokesperson said the fund has co-operated with ASIC's investigation and supports increased scrutiny on ESG disclosure standards as being good for members, the super industry and the community. "While a judgement has been made, the court proceeding ...

Australian Unity lashed by ASIC over TMD questionnaire

JAMIE WILLIAMSON  |  THURSDAY, 6 JUN 2024
... into the target market. Under the orders, Australian Unity and other distributors of the fund cannot provide product disclosure statements for or provide general advice to retail clients about the fund for 21 days, unless the orders are revoked prior ...

ASIC tells super funds to 'step it up'

ELIZA BAVIN  |  FRIDAY, 31 MAY 2024
... regulator is determined to crack down. "Now, misconduct damaging market integrity, including insider trading and continuous disclosure breaches, for this reason, is an enduring enforcement priority for ASIC," she said. "Australia has one of the most ...