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Showing 1 - 10 of 12466 results for "ASI"

ASIC investigates potential $138m scam

ELIZA BAVIN  |  WEDNESDAY, 21 OCT 2026
ASIC has confirmed it is actively investigating a potential scam that has seen at least $138 million of Australian investor funds lost. ASIC said the investigation is around whether there were oversight, due diligence and compliance failures linked ...

Channel Capital wins distribution mandate

MATTHEW WAI  |  WEDNESDAY, 21 OCT 2026
Channel Capital has been appointed by Coller EQT to distribute, promote and service investor support to the two secondaries strategies currently available in Australia. Under the arrangement, Channel Capital will oversee the responsibilities for the ...

Adviser stripped of AFSL he claimed he didn't hold

MATTHEW WAI  |  WEDNESDAY, 21 OCT 2026
ASIC has ceased the Australian financial services licence (AFSL) of a New South Wales financial adviser after he failed to comply with licensee obligations, including payment to statutory levies. Kyle Clifford Frost's AFSL cancellation took effect ...

Corporate, governance issues fuel whistleblower tipoffs: ASIC

KARREN VERGARA  |  TUESDAY, 20 OCT 2026
The corporate regulator received nearly 2000 tip offs from whistleblowers in the last financial year, a whopping 183% jump annually, the majority of which relate to corporate and governance issues. ASIC highlights in its newly published annual report ...

ASX turns up heat on Clime Capital following KPMG scrutiny

KARREN VERGARA  |  TUESDAY, 20 OCT 2026
The ASX has also raised concerns over Clime Capital's valuation of its unlisted assets portfolio and the qualified opinion that was eventually handed down by its auditor KPMG. The bourse sought clarification on how Clime Capital came to value its ...

Panacea Capital director charged over $4.4m crypto fund

VINNY VUCAGO  |  TUESDAY, 20 OCT 2026
Panacea Capital director Brian Jacques Creigh has been charged with criminal offences relating to an unlicensed cryptocurrency investment fund, including dealing with proceeds of crime worth $1 million or more. Creigh appeared in the Melbourne Magistrates' ...

ASIC stalls Sequoia bid to ditch cross guarantee deed

KARREN VERGARA  |  MONDAY, 19 OCT 2026
ASIC is again putting up roadblocks to Sequoia Financial Group's attempt to revoke the deed of cross guarantee with InterPrac Financial Planning, asking more questions and requesting more information before the group rids itself of all liabilities arising ...

ASIC bans 14th adviser from MWL

MATTHEW WAI  |  MONDAY, 19 OCT 2026
ASIC has banned yet another former financial adviser from MWL Financial Services, bringing its total adviser bans - according to public records - to 14. ASIC has banned Pardeep Singh from providing financial services for four years, after finding he ...

TPD claims drive insurance disputes

VINNY VUCAGO  |  MONDAY, 19 OCT 2026
Australia's life insurers continue to accept most claims, but total and permanent disability (TPD) and disability income insurance claims remain the main sources of disputes and delays, according to the latest data from APRA and ASIC. The Australian ...

AustralianSuper picks up co-investors' stakes in Perth Airport

MATTHEW WAI  |  MONDAY, 19 OCT 2026
AustralianSuper has increased its investment in Perth Airport, snapping up two co-investors' stakes in the asset, now holding around 29.4% of interest. The super fund completed the acquisition of the combined 9.14% interest in Perth Airport from Australian ...
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