Search Results | Showing 171 - 180 of 1595 results for "STOP" |
| | | ... against several CFD licensees operating in Australia, with penalties in excess of $75 million. In May the regulator issued stop orders against Saxo Capital Markets which were then revoked after it made changes to its target market determinations in relation ... |
| | | | ... further flagged that PwC has major regulatory gaps, which create regulatory havens for the firm, but explained it doesn't stop there. "There are other gaps as well. You have effectively haven status in relation to significant tax. You look like a ... |
| | | | The Hamas-led attack in Israel has led to speculation on market impact and potential volatility, however, the primary concern remains the price of oil. Speaking to Financial Standard, Commonwealth Bank director of mining and energy commodities research ... |
| | | | ... lacked any entitlement to do so and omitted to tell its customers of that wrongful charging. It took NAB over two years to stop charging these incorrect fees, which was clearly unacceptable." "An unconscionable conduct ruling, penalty and resulting remediation ... |
| | | | ... determination. As part of the legal proceedings, ASIC is seeking declarations, a pecuniary penalty, and court injunctions to put a stop to the alleged "contravening conduct." The date for the first case management hearing is yet to be scheduled by the ... |
| | | | ... in the form of CFDs, crypto derivatives, options, and other derivative arrangements. To date, ASIC has issued 10 interim stop orders and commenced a civil penalty proceeding for alleged breaches of DDOs and has engaged with product issuers to do the ... |
| | | | ASIC placed an interim stop order on a residential property fund promoted by K2 Asset Management due to issues with its target market determination (TMD). K2 Asset Management cannot distribute the Storehouse Residential Trust or any information about ... |
| | | | ... vice president of growth strategy at Capital Position Venture based in New York. In May, ASIC issued Saxo Capital Markets stop orders as it was concerned its target market determinations were deficient, preventing from issuing new contracts for difference ... |
| | | | ... platform providers' features and takes the focus off fees, has launched to financial advisers. SuitabilityHub is a one-stop shop that drills down on platform providers' offerings, analysing more than 500 features. Building SuitabilityHub, founder ... |
| | | | Industry Fund Services (IFS) is partnering with the tech build and design unit of Boston Consulting Group to develop financial education and wellbeing solutions for super fund members. IFS will work with BCG X to "explore how the sector could work together ... |
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