Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 151 - 160 of 1711 results for "Communication"

SEC fines private equity firms for recordkeeping failures

KARREN VERGARA  |  TUESDAY, 14 JAN 2025
... join a growing list of financial institutions that have violated federal securities regulation for using unapproved communication methods or "off-channel communications," according to the SEC. Kohlberg Kravis Roberts & Co (KKR) will pay US$11 million ...

Channel Investment Management secures RE mandate

KARREN VERGARA  |  TUESDAY, 14 JAN 2025
Channel Investment Management has secured a responsible entity (RE) mandate from a global real estate fund manager to oversee another two strategies. CBRE Investment Management's Global Infrastructure Securities Fund and Global Property Securities ...

Anne Fuchs takes on new role at ART

ELIZABETH FRY  |  THURSDAY, 12 DEC 2024
Highly experienced financial services expert Anne Fuchs now has a broader new role at Australian Retirement Trust. ART executive general manager for advice, guidance and education has been appointed executive general manager of advocacy and impact. ...

ART beefs up analytics team

ELIZABETH FRY  |  THURSDAY, 12 DEC 2024
Australian Retirement Trust has recruited two specialists to help lead its strategic, digital, and cultural transformation. First up, Sarah Dunn has been appointed general manager of transformation. She joins from Victorian Funds Management Corporation ...

ASFA names former ABC presenter as strategy chief

ELIZA BAVIN  |  THURSDAY, 12 DEC 2024
... presenter. "I'm delighted to welcome Madeleine to this new role which will be responsible for leading the strategy, communication, corporate affairs, member experience and marketing functions within ASFA," said ASFA chief executive Mary Delahunty. "Madeleine's ...

First Sentier makes leadership appointments

ELIZA BAVIN  |  FRIDAY, 29 NOV 2024
First Sentier Investors (FSI) has announced two key leadership appointments, effective 1 January 2025. Harry Moore, currently the global head of distribution, marketing, and communications is appointed to the newly created role of chief commercial officer. ...

CFS awards equity, infrastructure mandates

KARREN VERGARA  |  TUESDAY, 26 NOV 2024
... listed infrastructure securities in gas, electricity and water utilities, renewables, toll-roads, airports, rail, and communication infrastructure in developed and emerging markets. "Investors worldwide are recognising that investing in listed infrastructure ...

TWC launches Global Wealth Creators Fund

MATTHEW WAI  |  MONDAY, 18 NOV 2024
... annual returns of 3-4% above the MSCI World index, in a concentrated portfolio of 15-30 business across technology, communication services, industrial, health care, consumer and financial sectors. It systematically classifies companies into distinct ...

Systemic issues impact 20k consumers: AFCA

MATTHEW WAI  |  MONDAY, 11 NOV 2024
... measures of ensuring the back office is appropriately staffed; updated process documentation and training; additional communication and improved arrangements with the external mail-house provider; and increased quality assurance and compliance oversight ...

JP Morgan subsidiaries fined $230m by regulator

JAMIE WILLIAMSON  |  FRIDAY, 1 NOV 2024
The fine relates to several failures by J.P. Morgan Securities and J.P. Morgan Investment Management, including recommending more expensive mutual funds when almost identical ETFs were available much cheaper. J.P. Morgan Securities (JPMS) and J.P. Morgan ...