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Showing 1601 - 1610 of 1671 results for "Register"

Get you super licence early; ARPA

Australian Prudential Regulatory Authority (APRA) deputy chairman Ross Jones, on Friday said trustees who nominate early for an application for a superannuation licence will benefit most following the introduction of choice of fund legislation. "For ...

Embezzlement more common but scams hurt most; report

Embezzlement accounts for almost half the incidence where retail investors have been defrauded by their financial advisers while unauthorised trading contributes one third of incidence, according to a new report conducted by Tepana Associates. In a ...

Alternative commission payments banned for all members; IFSA, FPA

... over $300, certain educative conferences with travel and accommodation and sponsorships must now be listed on a public register.

ANZ appoints new directors to ANZ Holdings

AAP  |  TUESDAY, 27 JUL 2004
ANZ Banking Group on Monday announced changes to the board of its New Zealand subsidiary ANZ Holdings (NZ). The bank\'s chief financial officer Peter Marriott was appointed to the board along with ANZ National Bank chief operating officer Steven Fyfe ...

EU needs cross-border fund pooling: IMA

The UK's Investment Management Association (IMA) issued a report overnight outlining the results of a survey of the developments in the European single market for asset management during 2003/04. The report found the requirement for funds to be registered ...

Homeloans to purchase company authorised as a responsible entity

AAP  |  MONDAY, 21 JUN 2004
Homeloans on Friday announced it had entered into an agreement to purchase a company that would allow it to establish a mortgage trust. The purchase is conditional on the company to be acquired's application to the Australian Securities and Investments ...

Cayman Islands insurer banned from trading after ASIC action

AAP  |  TUESDAY, 15 JUN 2004
A Cayman Islands-registered insurer has been banned from trading in Australia until it becomes properly licensed after a successful action brought by the Australian Securities and Investments Commission (ASIC). The Supreme Court of NSW found Triton ...

Macquarie setting up US infrastructure fund

AAP  |  WEDNESDAY, 9 JUN 2004
... already lined up. The investment bank said it had lodged documents with the US Securities and Exchange Commission (SEC) to register the new vehicle, which would buy assets from existing Macquarie-managed funds and list on the New York Stock Exchange ...

Financial advisers warned of unrecognised training courses; ASIC

Financial advisers undergoing training with registered providers may be enrolled in unrecognised courses, Australia's financial regulator has warned. The Australian Securities and Investments Commission (ASIC) said it is investigating the case of a ...

IAG opens $350mln off-market buy-back

IAG has announced details of an off-market buy-back tender for approximately $350 million as part of the company's capital management program. All eligible IAG shareholders registered on 12 May 2004 have been invited to take-part in the buy-back, which ...