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Showing 1591 - 1600 of 1671 results for "Register"

ASIC shuts down currency trading websites

ASIC will stop a number of electronic currency exchange businesses operating on the internet after the regulator became aware that three Australian-based businesses were operating without holding an Australian financial services licence (AFSL). The ...

Record Realty capital raising

AAP  |  TUESDAY, 9 NOV 2004
Listed property fund Record Realty today said it would raise $58 million in capital to expand production and repay debt. The purpose of the capital raising would be to provide funding to actively seek out and acquire new investment opportunities. It ...

New venture delivers mortgage funds

Two new income funds will be offered to retail and wholesale investors through a joint venture between the James Fielding Group and Balmain NB. The JF AQUA income funds are a series of mortgage funds offering different levels of risk and returns to ...

Four stars for HSBC Chinese Equity Fund

ASSIRT Research (ASSIRT) has given HSBC's new Chinese Equity Fund a four star rating due to the experience of the fund's investment team and the level of stock research for the investment process. Corporate governance and transparency remain two weaknesses ...

Gold Coast wealth creation seminars stopped

The Supreme Court of Queensland has prohibited Jack Weavers and his company Oneworld Seminars (Oneworld) from rendering financial advice after finding he and his organisation were providing financial advice without holding an Australian financial services ...

Wholesale foreign financial service providers get ASIC relief

ASIC has exempt certain wholesale financial service providers registered with the US Commodity Futures Trading Commission (CFTC) to hold an Australian financial services license (AFS). Under the class order: US CFTC regulated financial services providers ...

Millions lost as ASIC swoops in on unregistered investment schemes

Millions of dollars worth of investors' funds have been lost in unregistered investment schemes operated by unregistered foreign companies in Australia. Six unregistered investment schemes and non registered foreign companies will be wound up following ...

Federal Court makes orders in relation to Primelife Investment schemes

Following orders by the Australian Securities and Investments Commission, the Federal Court in Melbourne has made orders to appoint an investigative accountant to review the affairs of 37 investment schemes connected with Primelife Corporation Limited ...

APRA grants first superannuation licence to REST

... Superannuation Safety Amendment Act 2004 on 1 July this year, all trustees of existing RSEs are required to obtain a licence and register their RSE with APRA by 30 June 2006 at the latest.

ASIC relaxes requirements on licensee cash deposits

The Australian Securities and Investments Commission (ASIC) issued a new class order on Tuesday allowing Financial Services licensees to deposit client money into a cash common fund. The regulator said in certain circumstances, corporations law required ...