The latest issue of Financial Standard now available as an e-newspaper

READ NOW

Search Results

Showing 141 - 150 of 152 results for "District Court"

EPAS directors committed to stand trial

... Court of Queensland. ASIC said a date has not yet been set for the trial, which will be heard at the Southport District Court. The Commonwealth Director of Public Prosecutions is prosecuting the matter.

Former Bridges manager sentenced to jail

... a half years jail, to be released after serving six months. Mr Lister was sentenced in Sydney's Downing Centre District Court after pleading guilty to 60 counts of dishonestly or improperly using his position. The former manager admitted to dishonestly ...

Director sentenced, adviser banned

The Brisbane District Court today sentenced Bruce Raymond Walden, a director of Australian Secured Mortgages Pty Ltd (ASM), to a $2,000, three-year good behaviour bond. Mr Walden had been convicted on 10 charges of being knowingly concerned in the promotion ...

Court discontinues proceedings brought against APRA

The District Court of New South Wales has discontinued proceedings brought against the Australian Prudential Regulation Authority (APRA) by Rural & General Insurance Broking Pty Ltd, and subpoenas issued by the broker have been set aside as an abuse ...

ASIC places permanent ban on adviser

... Australian Securities and Investments Commission has announced. Mr Mudge was convicted earlier in the Adelaide District Court for inducing a person to deal in securities by dishonestly concealing material facts. The Court found Mr Mudge dishonestly withdrew ...

Three charged over FAI reinsurance arrangements

... reinsurance arrangements entered into with general Cologne Re Australia Limited in 1998. Fronting the Downing Centre District Court, Timothy Maxwell Mainprize and Daniel Wilkie were each charged with two counts of failing to act honestly in the exercise ...

Solicitor to stand trial for 39 charges brought by ASIC

Former Albury solicitor Peter Lyle Sharp has been committed to stand trial before the NSW District Court, in relation to 39 charges brought by the Australian Securities and Investments Commission (ASIC). The charges relate to the failed investment by ...

Adelaide financial adviser sentenced to a year in jail

David Mudge, former financial adviser from Windsor Gardens in Adelaide, has been sentenced in Adelaide's District Court on a charge arising out of an Australian Securities and Investments Commission (ASIC) investigation. Mudge was convicted and sentenced ...

ASIC backs Village Roadshow on dividend suspension decision

... decision. Meanwhile, South Australian company director Christopher Beresford James has been committed for trial in the District Court at Adelaide on 23 charges, ASIC has announced. The charges arise from an ASIC investigation into the affairs of car ...

Former AMP superannuation agent to stand trial

Harold Moses, a former AMP superannuation agent, has been committed to stand trial in the Sydney District Court on six charges of cheating and fraud laid by the Australian Securities and Investments Commission (ASIC) under the New South Wales Crimes ...

PAGE:

Federal Court calls out ASIC for re-running case on appeal

RIDDHIMA TALWANI

The Full Federal Court of Australia has criticised regulators for falling back on appeals to re-litigate cases on a different legal basis than the one run at trial.

Evergreen founder exits Ascalon Capital

KARREN VERGARA

Ascalon Capital has bid farewell to Evergreen Consultants' founder Angela Ashton, shortly after acquiring the consulting firm last year.

Powerhouse Ventures partners with European fund manager

KARREN VERGARA

ASX-listed Powerhouse Ventures has partnered with an unnamed European fund manager that will commit US$50 million to its fledgling Critical Infrastructure Opportunities (CIO) Fund.

KeyInvest unveils new investment platform, awards mandate

MATTHEW WAI

KeyInvest has launched a new investment platform to include a plethora of investment strategies ranging from private credit to global equities.

Videos

Brought to you by

SMILE through retirement - tackling the top 5 (Sequencing, Market, Inflation, Longevity, Emotion) retirements risks

A guaranteed future

Maintaining a fundamental focus in a world obsessed with the short term

Global economic outlook and the case for local currency emerging market debt: Resilience, risk, and opportunity

Strength amid noise

Follow the leaders

The market has changed. The opportunity hasn't.

MORE VIDEOS

Products

'Guide To' Series

Pocket investment guides featuring adviser case studies and a glossary.

MORE INFO

Publisher's Forum

Investing trends and strategies from the industry’s thought leaders.

MORE INFO

Product Showcases

Putting the spotlight on investment products that matter.

MORE INFO

Expert Feed

Christian Mueller-Glissmann

Head of Asset Allocation Research

Goldman Sachs

When geopolitics becomes a portfolio risk

Geopolitics is back - again - and Australian investors can no longer treat it as distant background noise.

READ MORE

Tania Milnes

General Manager Membership

Financial Advice Association Australia

Does association membership still matter?

With all the changes the advice sector has experienced in recent years, such as regulatory reform and increased education and professional standards ...

READ MORE

Effie Dimitropoulos

Chief executive

AUDD

Digital assets and where they stand in 2026

So far in 2026 digital assets have captured the headlines largely for the wrong reasons, but that doesn't tell the full story.

READ MORE

Jessica Sclafani

Global retirement strategist

T. Rowe Price

Rethinking default design in a changing market environment

The evolution underway in the US DC system highlights the value of periodically reassessing default design assumptions.

READ MORE

Industry Events

MORE INDUSTRY EVENTS

JUL

Advisers Big Day Out - Hobart

Featured Profile

MORE PROFILES

Brian Redican

CHIEF ECONOMIST
NEW SOUTH WALES TREASURY CORPORATION

What makes an economist an economist? TCorp chief economist Brian Redican reflects on over three decades of navigating Australia's economic cycles. Riddhima Talwani writes.

READ MORE