Search Results | Showing 141 - 150 of 1900 results for "Authority" |
| | | ... Woodford and his defunct company have been collectively fined more than £45 million ($94m) by the Financial Conduct Authority (FCA). The regulator fined Woodford £5.89 million ($12.1m) and banned him from being employed in senior manager roles and ... |
| | | | ... 20 years' experience to the fold. Prior to Equip Super, Alford was stationed at the Australian Prudential Regulation Authority (APRA) for nearly a decade in various capacities, including manager of supervision and principal analyst. The announcement ... |
| | | | ... relation to Bitget entities, including Spain's Comisión Nacional del Mercado de Valores, the Austrian Financial Market Authority, Germany's BaFin, Canada's Alberta Securities Commission, France's Autorité des Marchés Financiers, Cyprus's Securities ... |
| | | | ... Master Fund, First Guardian Master Fund and Brite Advisors. This is according to the Australian Financial Complaints Authority (AFCA), which took in a total of 4193 submissions for the period. There was a whopping 95% rise in complaints involving SMSFs ... |
| | | | ... after it was privatised by the Starwood Capital Group, SSW Partners, Sixth Street, Warburg Pincus, Qatar Investment Authority and ESR's founders. The new owners also include OMERS and Sumitomo Mitsui Banking Corporation and others. Pearce was named ... |
| | | | ... businesses such as asset managers, platforms and brokers and provides a range of data. It uses the Financial Conduct's Authority (FCA) Register to analyse details of more than 70,000 financial services firms and 220,000 individuals. These capabilities ... |
| | | | ... also supported by the Australian Securities and Investments Commission (ASIC), the Australian Prudential Regulation Authority (APRA), and the Australian Treasury. This project is one of the initiatives highlighted in the government's March 2025 Statement ... |
| | | | ... "constitutes an extremely serious contempt with a clear tendency to interfere with the administration of justice and the authority of the Court." "Mr Fuoco continued to run a financial business over a prolonged period in deliberate contempt of Federal ... |
| | | | ... licence of Brite Advisors after it failed to pay a compensation order upheld by the Australian Financial Complaints Authority in May. This led to a payout from the Compensation Scheme of Last Resort. Brite Advisors entered court-ordered liquidation in ... |
| | | | The Australian Financial Complaints Authority (AFCA) is urging financial advisers to gain clarity and better understanding on whether the wholesale investor test applies when advising SMSFs. Even if SMSF trustees have extensive investment experience ... |
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