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| | ... that would be expected of individuals in their position by reasonable persons with knowledge of the duties, powers and authority of officers of responsible entities of a registered managed investment schemes." Neilsen, Raftery and Williams did not contest ... |
| | | ... promoting competition in the clearing and settlement services market. Under the proposed legislation, ASIC will have the authority to create regulations to encourage competition while prioritising the safety and effectiveness of emerging competitors. ... |
| | | ... strengthen consumer protections. "Right now, there are around 2000 cases on hold with the Australian Financial Complaints Authority (AFCA), awaiting passage of the CSLR. In another 30 cases, compensation has been awarded, but can't be paid until the ... |
| | | ... Australian corporate trustee. MSC Trustees is the first trustee firm to be appointed as trustee under new general note authority granted by ASIC under section 283AC(1)(f) of the Corporations Act. MSC group managing director Matthew Fletcher said: "This ... |
| | | ... said. The discussions were initiated jointly by the Swiss federal government, the Swiss Financial Market Supervisory Authority (FINMA) and SNB to ensure stability for Credit Suisse customers and the wider financial centre. "The Credit Suisse Group is ... |
| | | ... March 17, all financial advice providers (FAPs) must hold or operate under a full licence from the Financial Markets Authority to be able to service retail clients. Kiwi advisers previously operated under three categories: Registered Financial Adviser ... |
| | | ... Holdings (LCFH). The transaction is expected to complete in the second half of the year, subject to the Financial Conduct Authority, the Central Bank of Ireland, and the Dutch Authority for the Financial Markets approval. Link Group said its liquidity ... |
| | | ... dropped by 5%," he said. In a joint statement, the Swiss National Bank (SNB) and the Swiss Financial Market Supervisory Authority (FINMA) confirmed they could provide liquidity backstop to Credit Suisse to reassure investors. "The SNB and FINMA assert ... |
| | | ... statement from regulators it was also confirmed that New York-based Signature Bank has been closed by its state chartering authority and senior management has been removed. Shareholders and certain unsecured debtholders won't be protected, it said. The ... |
| | | ... to ensure that consumers are covered for the full range of matters considered by the Australian Financial Complaints Authority (AFCA), including managed investment schemes (MIS)," Abood said. Of note, yesterday Treasury announced the start of its review ... |
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