Search Results | Showing 181 - 190 of 1867 results for "Authority" |
| | | ... other aspects of the asset class functions remain unchanged - they still have the same amount of autonomy and delegated authority. "So, this is all about optimising our decision-making structure for the future," he concluded. By the end of its current ... |
| | | | ... Stated under section 912A of the Corporations Act, AFSL members must be a member of the Australian Financial Complaints Authority (AFCA) and they need to also comply with conditions on the licence and the financial services laws. Any contraventions of ... |
| | | | ... alleged he misrepresented the value of clients' portfolio on 19 separate occasions, engaged in trading without proper authority from the client. ASIC argued that, based on this conduct, "Acworth is not of good fame and character to provide financial ... |
| | | | The Australian Financial Complaints Authority (AFCA) is seeking feedback on how it approaches superannuation death benefits in hopes to reduce disputes and misunderstandings when processing such complaints. This follows on from another consultation ... |
| | | | ... UK has the strictest rules on anti-greenwashing and entity-level sustainability reporting, with the Financial Conduct Authority (FCA) introducing a rule requiring firms' sustainability claims to be fair, clear, and not misleading. The FCA's anti-greenwashing ... |
| | | | ... before to amplify shocks in the financial system". The RBA said for these reasons, the Australian Prudential Regulation Authority is stepping up the intensity of its supervision of superannuation funds. Australia's super sector is worth $3.9 trillion ... |
| | | | The Australian Prudential Regulation Authority (APRA) has put superannuation platform products under the microscope, saying their higher fees and costs are eroding members' retirement savings. Platform TDPs charged higher administration fees and costs ... |
| | | | ... received Royal Assent earlier this week, aims to strengthen the existing regulatory regime, giving the regulators the authority to monitor, manage, and respond to risks related to financial market infrastructures - the key entities that enable, facilitate ... |
| | | | ... compensation for Dixon Advisory victims has reached $338.6 million, according to the Australian Financial Complaints Authority (AFCA), affecting nearly 2800 victims. Evans and Partners did not respond to Financial Standard's request to comment on ... |
| | | | The Australian Financial Complaints Authority (AFCA) is seeking feedback on how it approaches dealing with common life insurance related complaints. The external dispute resolution company is specifically consulting on two draft approach documents for ... |
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