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Showing 1541 - 1550 of 3506 results for "compliance"

FPA disciplines two members

HARRISON WORLEY  |  MONDAY, 4 MAR 2019
... training and education in management and risk management. During the suspension period the FPA will also undertake a compliance review of Bainbridge's client documentation. She has already paid the FPA costs and expenses related to the matter. FPA chief ...

Rainmaker welcomes new head of superannuation research

DARREN SNYDER  |  FRIDAY, 1 MAR 2019
... after superannuation and managed funds sitting on the FirstWrap platform. Rainmaker executive director, research and compliance Alex Dunnin said recent reports from the Royal Commission and Productivity Commission, combined with expanded product sets ...

Sunsuper introduces advice fee caps

JAMIE WILLIAMSON  |  THURSDAY, 28 FEB 2019
... While the fund always considered the Sole Purpose Test when reviewing SOAs, the caps are intended to further ensure compliance. They are also consistent with Sunsuper's duty to act in the best interests of members, Fuchs said. "The Royal Commission ...

ClearView posts first half profit dip

KANIKA SOOD  |  WEDNESDAY, 27 FEB 2019
... NPAT plunged 93% to just $100,000. "This result was driven by increased operating expenses (+20%) due to increasing compliance and restitution costs with $1.2 million of costs ($0.8 million after tax) being incurred in 1H FY19," ClearView said. "[For ...

Scholarships open for women in finance and superannuation

MICHELLE BALTAZAR  |  FRIDAY, 22 FEB 2019
... applications being accepted until Wednesday, April 10. Last year, the scholarships went to Natalie Kalouche, head of legal and compliance at Local Government Super; Miriam Herold, head of managed fund research at IOOF; Amy Teh, national manager, strategy ...

MLC MySuper switches to lifestage

KANIKA SOOD  |  FRIDAY, 22 FEB 2019
... legislation for which was passed by the Senate on February 14. Rainmaker Information executive director of research and compliance Alex Dunnin said the changes appear to be a fundamental design shift for MLC. "It shows MLC is serious about differentiating ...

IRESS reports strong 2018

JAMIE WILLIAMSON  |  FRIDAY, 22 FEB 2019
... also an increasing focus by our clients on how technology - and IRESS - can help them manage and leverage data for compliance and growth."

GAM sacks investment director

JAMIE WILLIAMSON  |  FRIDAY, 22 FEB 2019
... anticipating the process will be completed in the next few months. Shortly after the scandal broke, GAM's head of compliance Natalie Baylis left the company after just four months in the role. The exit of chief executive Alex Friedman also followed. ...

Clearview overhauls life insurance premiums

KARREN VERGARA  |  WEDNESDAY, 20 FEB 2019
... anti-hawking requirement has seen unsolicited selling take place within structures and systems which do not ensure compliance with the law" has enabled Clearview and other insurers to conduct business in this manner in the past.

AUM growth subdued to 2025: Bloomberg

KARREN VERGARA  |  TUESDAY, 19 FEB 2019
... trade wars, Brexit and the changing savings habits of Millennials compared to the Baby Boomers. Over the shorter term, compliance costs are set to increase for 20% of asset managers. While that is hardly surprising given the developing regulatory environment ...