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Showing 1441 - 1450 of 8322 results for "Retail"

AFCA left toothless on Mayfair complaints

ELIZABETH MCARTHUR  |  MONDAY, 22 MAR 2021
... experience or knowledge that might be expected of a sophisticated investor. "There's a problem with our law as it applies to retail investors and sophisticated investors," Brody said. "The law also doesn't prevent direct advertising to sophisticated ...

FSC defends retail super funds

ELIZA BAVIN  |  MONDAY, 22 MAR 2021
The Financial Services Council has hit back at claims made by Industry Super Australia that retail super funds rort members out of billions of dollars. ISA made the statement back in December last year when responding to the Morrison government's announcement ...

NZ overhauls regulation of advice

JAMIE WILLIAMSON  |  FRIDAY, 19 MAR 2021
... robo-advice now subjected to the same rules as advice delivered in person. From March 15, all providers of financial advice to retail clients must comply with a new regulatory regime, including new licensing requirements, a Code of Conduct and new disclosure ...

Colonial First State names executive chair

JAMIE WILLIAMSON  |  THURSDAY, 18 MAR 2021
... previously served as chair of Craveable Brands and is currently chair of Tibra Capital. He is also a former group executive of retail and business banking at Westpac and a former chief executive of BT Financial Group. "We are delighted to welcome an ...

Banks should pay advice exit levy: TAA

ANNABELLE DICKSON  |  THURSDAY, 18 MAR 2021
... levy will increase by the equivalent of 160% over two years. A sole practitioner will be required to pay $3926 while a retail advice licensee will be charged $1500 per licence and an additional $2426 per authorised representative. TAA is pushing for ...

AMP Capital fights for fund

ELIZA BAVIN  |  WEDNESDAY, 17 MAR 2021
... a proud history of managing ADPF since its first iteration in 1971 - a core portfolio of high-quality assets across the retail, office and logistics sectors, focused on achieving strong risk adjusted returns through active portfolio construction and ...

JANA hires from NYSE

ANNABELLE DICKSON  |  TUESDAY, 16 MAR 2021
... three-way tender process in January 2021 and follows growth in JANA's investment advisory offering across insurance, retail and not-for-profit space.

Alphinity portfolio manager resigns

KANIKA SOOD  |  TUESDAY, 16 MAR 2021
... $5.8 billion in net inflows in the December half. Of the inflows $3.9 billion were institutional and $1.9 billion were retail. About half of this FUM is from fixed income managers, while 42% is in equities and 9% in alternatives. Its recent boutique ...

Admin fees could balloon from BFID

KARREN VERGARA  |  TUESDAY, 16 MAR 2021
... requirements; costs which could ultimately be passed on to members through higher fees or reduced services," the super fund said. Retail superannuation funds, which will continue to benefit from their parent company's big advertising budget and fork ...

Dexus plans merger with AMP Capital fund

ELIZABETH MCARTHUR  |  TUESDAY, 16 MAR 2021
... Capital Diversified Property Fund since its first iteration in 1971 - a core portfolio of high-quality assets across the retail, office and logistics sectors, focused on achieving strong risk adjusted returns through active portfolio construction and ...