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| | | ASIC has made changes to the regulatory guidance on managing conflicts of interest for Australian financial services licence (AFSL) holders, with the changes informed by its surveillance of private markets. The updated Regulatory Guide 181 AFS Licensing ... |
| | | | ... regional development, with 40% of investments to be allocated outside of Seoul and to be approved by the Fair Trade Commission, it said. It is expected the National Growth Fund will begin investing in early 2026. Plans for the fund have been in the works ... |
| | | | ... necessarily see the same risk happening in Australia," she says. Coincidentally the Australian Securities and Investments Commission (ASIC) has turned a spotlight on the growth of the $200 billion industry in Australia, signalling that it may need tighter ... |
| | | | Following a three-month surveillance, ASIC has issued infringement notices to 12 large proprietaries companies for failing to lodge their FY24 audited financial reports on time. The household names facing infringement notices include Aje Hold, Bing ... |
| | | | AMP has settled a class action brought by Shine Lawyers in 2020, which claimed the firm's financial advisers breached their fiduciary and statutory duties to an estimated 100,000 clients. The AMP commissions and insurance class action was commenced ... |
| | | | ... Group has been granted the Qualified Foreign Institutional Investor (QFII) licence by the China Securities Regulatory Commission, which will help it to expand its direct investments in China. The licence will allow its subsidiary Boman Asset Management ... |
| | | | In a report published today, ASIC has outlined several key trends among companies' whistleblower policies, and where they need to improve. Insights from the ASIC Whistleblower Questionnaire: July 2024 to June 2025 (REP 827) - which studied 134 companies ... |
| | | | ASIC commissioner Alan Kirkland has told an industry event that the regulator is keeping an eye on the private credit sector, with increased surveillance continuing in 2026. "On the retail side, this surveillance will look at disclosures of fees and ... |
| | | | The Shield Master Fund (SMF) is expected to make a distribution to victims by selling a large portion of its listed equities portfolio, according to liquidators Alvarez & Marsal. Keystone Asset Management, which is the responsible entity for the Shield ... |
| | | | ... subject to regulatory approvals, including the Foreign Investment Review Board, the Australian Competition and Consumer Commission and New Zealand Overseas Investment Office approvals. "The NSR board, together with its financial and legal advisers, carefully ... |
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