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Showing 101 - 110 of 8687 results for "Regulator"

ASIC bans another former MWL adviser

ELIZA BAVIN  |  THURSDAY, 23 APR 2026
ASIC has banned Sydney-based former financial adviser John Morgan from providing financial services, controlling an entity that carries on a financial services business or performing any function involved in the carrying on of a financial services business ...

Cboe offloads local exchange to Canadian giant

RIDDHIMA TALWANI  |  THURSDAY, 23 APR 2026
Cboe will sell its Australian and Canadian stock exchanges to TMX Group, an operator of major exchanges including the Toronto Stock Exchange (TSX), for US$300 million ($419m). Cboe Global Markets, the parent company of Cboe Australia, announced its ...

Advisers reprimanded over fee-for-no-service conduct

MATTHEW WAI  |  WEDNESDAY, 22 APR 2026
The Financial Services and Credit Panel (FSCP) has issued three determinations in the month of April, including a reprimand to a financial adviser who continued to collect fees from a client for over a year after the service agreement ended. The adviser ...

ASIC to refresh financial market infrastructure guides

KARREN VERGARA  |  TUESDAY, 21 APR 2026
... financial market has a material connection with this jurisdiction', as introduced by the FMI reforms," ASIC said. The regulator also proposes updating the guidance to require licensees to notify ASIC when a person acquires, or ceases to hold, more ...

HUB24 sees $4bn net inflows, advances HTFS takeover

ELIZA BAVIN  |  TUESDAY, 21 APR 2026
HUB24 has reported strong Q3 results delivering platform net inflows of $4 billion, up 9% on the prior corresponding period (pcp) when excluding large migrations. Platform funds under administration (FUA) as at March 31 was $127.8 billion, up 25% on ...

ASIC issues roadmap for digital assets law reform

ELIZA BAVIN  |  TUESDAY, 21 APR 2026
ASIC said it will be issuing new regulatory guidance and set out certain operations standards as it prepares to implement new laws which will bring digital asset platforms (DAPs) and tokenised custody platforms (TCPs) under the financial services licensing ...

Partners Wealth Group unveils new identity for Partners Private

MATTHEW WAI  |  TUESDAY, 21 APR 2026
Partners Wealth Group (PWG) has revitalised its private markets business, Partners Private, with a new identity, as it combines its public and private markets capabilities under a single institutional-grade offering. PWG managing director Mathew Cassidy ...

Baby boomers look to switch benefactors' advisers: Natixis

RIDDHIMA TALWANI  |  MONDAY, 20 APR 2026
Two-thirds of Australians don't plan to retain their parents' or spouse's financial adviser after they receive an inheritance. According to Natixis Investment Managers' (Natixis IM) Great Wealth Transfer report, baby boomers, Australians aged between ...

Hostplus extends Citi mandate

KARREN VERGARA  |  MONDAY, 20 APR 2026
Hostplus is extending its custodial and fund administration services mandate with Citi for five years. Hostplus chief executive David Elia said via an in-depth process, "Citi remains best placed to deliver custodial services that are critical to supporting ...

Brookfield sells minority La Trobe stake for $3bn

ELIZA BAVIN  |  FRIDAY, 17 APR 2026
Brookfield's private equity business has sold its significant minority stake in La Trobe Financial to Asia-focused private equity investment manager Axight for $3 billion. Brookfield owned La Trobe Financial since May 2022 and will remain the majority ...