Search Results | Showing 131 - 140 of 8694 results for "Regulator" |
| | | AMP head of corporate pensions Chris Jansen has retired after just shy of four decades with the wealth manager. Jansen held several roles throughout his tenure, mostly relating to AMP's superannuation offerings, including head of product - superannuation ... |
| | | | New AMP chief executive Blair Vernon has sought to allay shareholders' fears about the wealth firm's deteriorating share price, saying external factors do not reflect strong financial performance and fundamentals. At his first annual general ... |
| | | | ... training and judgement as a financial adviser, and engaged in dishonest, misleading and unprofessional conduct. The regulator said Papapavlou was actively involved in Venture Egg's high volume advice process, in which third party referrers undertook ... |
| | | | ASIC has banned Benjamin Godfrey, the former director and responsible manager of ISG Financial Services Limited (ISG). ASIC suspended ISG's AFSL in July 2022 after it found it failed to meet statutory audit and financial reporting lodgement obligations. ... |
| | | | Super Consumers Australia has called for the government to focus on reforms that will actually protect people, warning against ineffective measures and those that will harm victims. It raised concerns over the proposal to remove the 'but for test' from ... |
| | | | Merchant Australia, a subsidiary of Merchant Investment Management (MIM), has welcomed two executives to focus on its growth domestically, with both joining chief operating officer and principal Rebecca Wells. Jamie Melville has joined as managing director ... |
| | | | Industry bodies have raised concerns over the drafted Division 296 regulations, warning the current design could create unnecessary complexity, higher compliance costs and unfair outcomes. The bill passed the Parliament last month, and was followed ... |
| | | | ... Conquest Investment Partners, saying it has concerns over what it may mean for the advice group's creditors. The regulator has applied to the Federal Court to have Sarah Seeckts and Gayle Dickinson of KPMG appointed to investigate the proposed sale ... |
| | | | ASIC has banned another MWL financial adviser David Lofthouse for three years for advising clients to invest at least 75% of their superannuation savings into the High Growth or Growth class of the Shield Master Fund. ASIC said Lofthouse gave six clients ... |
| | | | Coinbase Australia, a subsidiary of Coinbase Global, has been granted an Australian financial services licence (AFSL), as the crypto exchange looks to expand into traditional financial products leveraging digital asset infrastructure. Shortly after ... |
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