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Showing 1091 - 1100 of 1136 results for "Representatives"

MLC set to grow adviser network

... initiatives to be introduced by MLC will include a scholarship package to encourage advisers to recruit new authorised representatives to their practices and succession planning.

Sydney financial advisers banned for good

... investment goals or financial situation. Doja was the sole director of Progressive Investment Securities and as representatives of Progressive both he and Zareei recommended investments in the wine and timber industries to their clients. ASIC found the ...

New guidelines on conflicts for AFS applicants

... that may arise wholly, or partially, in relation to the provision of financial services by the licensee, or its representatives as part of their financial services business. For those groups who have lodged and AFS application before 1 January ASIC says ...

A premium choice in boutique shopping

... PremiumChoice adopts a co-operative concept by providing equity participation to dealer groups and their authorised representatives. Funds under administration exceed $360 million with 22 dealer groups using the platform.

New principal member for FPA

... passed the pre-admission standards of the association. Moreover the members make a commitment for all of their representatives who give financial planning advice to maintain levels of professional development. FPA CEO Kerrie Kelly believes KPMG Private ...

ASIC accepts National Australia Bank's enforceable undertaking

... and implements proper procedures to recruit, train monitor, supervise and remove its responsible officers and representatives. Both the reports and the accompanying audit opinions will be submitted to ASIC to allow the regulatory body to monitor National's ...

News Corp offers compromise over US domicile issues: report

AAP  |  WEDNESDAY, 6 OCT 2004
... in control, as well as addressing concerns about its possible exit altogether from the ASX. The newspaper said representatives of the Australian Council of Superannuation Investors, Corporate Governance International and Institutional Shareholders' Services ...

AFS licensees pass ASIC's spot check

... examined a number of key areas, ASIC said, including risk management and compliance arrangements; supervision of representatives and authorised representatives; adequacy of financial resources; compensation arrangements and internal dispute resolution ...

Absolute Capital appoints new non-executive director

... Bleakley's appointment brings the number of directors to six. In addition to Bleakley, the board comprises ABN AMRO representatives Colin McKeith and Gary Simon, director new business financial markets, and representatives from Absolute Capital Management ...

AON joins the switch to Asgard

... and adviserNET product advisers in a move it said would streamline delivery of products to its 220 authorised representatives. AON managing director Greg Dunger, said the group's previous policy of allowing its advisers to use a full range of administrations ...