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Showing 1101 - 1110 of 1135 results for "Representatives"

Embezzlement more common but scams hurt most; report

... ranging from fund managers, platform providers and banks collectively responsible for more than 7000 authorised representatives. According to the report, while ASIC data suggests that an average of 15 advisers per year are subject to successful action ...

FPA backs new ASIC guidelines on SOA's

... guidelines provided by the Australian Securities and Investments Commission (ASIC) on how licensees and their representatives prepare Statements of Advice (SOA). "These are important and positive developments for the financial planners and their clients," ...

Super savings boost passes Aust Senate

AAP | FRIDAY, 25 JUN 2004

... 150% of the employee's contribution, up to a maximum of $1,500. The changes, which will return to the House of Representatives for approval tomorrow, mean if an eligible employee paid $1,000 into their superannuation scheme, the government would match ...

Financial advisers warned of unrecognised training courses; ASIC

... Commission (ASIC) said it is investigating the case of a licensed financial services company that enrolled its representatives in a course that failed to comply with ASIC regulations, despite being offered by a registered provider. Licensed financial ...

News Corp appoints directors

AAP | MONDAY, 19 APR 2004

... its number of directors to 14 in the wake of the proposed relocation to the United States. It has appointed two representatives to the company's 13-strong board to replace Graham Kraehe, who resigned to become chairman of troubled National Australia ...

BOS plans roadshow for debt investors

AAP | WEDNESDAY, 28 JAN 2004

... Australia Bank and would include presentations to investors in Singapore, Hong Kong and Australia. The company said representatives from both HBOS Treasury Services plc and BOS International Australia would update debt investors and gauge interest for ...

BCA calls for senate reform

AAP | MONDAY, 12 JAN 2004

... change that would disadvantage minor parties and independents. It also called for four-year terms for the House of Representatives to provide greater certainty to the political cycle. -

S&P and CITICS team up to build new index series for Chinese market

... indices in conjunction with the principal exchanges in each of those markets." An Index Committee comprised of representatives from both Standard & Poor's and CITICS is to maintain the S&P/CITIC indices.

Morning Market Wrap: Market likely to follow weak offshore indices

... billion. Dominating economic news, Reserve Bank of Australia governor Ian Macfarlane will testify before the House of Representatives standing committee on economics, finance and public administration today, while Federal Treasurer Peter Costello will ...

CBA expands adviser support for Financial Wisdom

... response to FSR changes and compliance needs. Coinciding with the launch, the Bank has announced that Authorised Representatives who join an existing Financial Wisdom practice before 30 June 2003 will not have to pay adviser Licensee fees for one year. ...

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Federal Court calls out ASIC for re-running case on appeal

RIDDHIMA TALWANI

The Full Federal Court of Australia has criticised regulators for falling back on appeals to re-litigate cases on a different legal basis than the one run at trial.

Evergreen founder exits Ascalon Capital

KARREN VERGARA

Ascalon Capital has bid farewell to Evergreen Consultants' founder Angela Ashton, shortly after acquiring the consulting firm last year.

Powerhouse Ventures partners with European fund manager

KARREN VERGARA

ASX-listed Powerhouse Ventures has partnered with an unnamed European fund manager that will commit US$50 million to its fledgling Critical Infrastructure Opportunities (CIO) Fund.

KeyInvest unveils new investment platform, awards mandate

MATTHEW WAI

KeyInvest has launched a new investment platform to include a plethora of investment strategies ranging from private credit to global equities.

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