ASIC beefs up surveillance systemBY MARK SMITH | MONDAY, 25 NOV 2013 12:45PMNew upgrades to the Australian Securities and Exchange Commission's (ASIC) market surveillance system allowing the regulator to conduct multi-market supervision across futures and equities in real time are now operational. Related News |
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David Sharpe
CHAIRMAN
FINANCIAL ADVICE ASSOCIATION AUSTRALIA
FINANCIAL ADVICE ASSOCIATION AUSTRALIA
A family man, business owner, cricket fanatic and financial adviser, David Sharpe has many facets. One of his biggest legacies, as he steps down as chair of the Financial Advice Association Australia, is leaving the profession stronger than he found it.







lead to believe that we have a corporate watchdog called ASIC which is nothing more than a perception as there are far too many instances where they become aware of corporate crime but take no action as whether its a sophisticated investor or a mum and dad investor that loses their money they are treated no different to a punter going to the racetrack, casino or the poker machines at their local club or pub.