Search Results | Showing 1 - 10 of 34 results for "United Global Capital" |
| | | ... registered as a financial adviser for another three years. Melbourne-based Stephen Rogers, a representative of United Global Capital, had been prohibited from registering as an adviser with ASIC until after December 2025. The Financial Services and Credit ... |
| | | | ... liquidation linked to the collapse of the Shield Master Fund and First Guardian Master Fund. This means United Global Capital (UGC) and Next Generation Advice, which are both in liquidation, will remain AFCA members. UGC's scheduled membership end date ... |
| | | | The Australian Financial Complaints Authority (AFCA) has issued the lead decision against both United Global Capital (UGC) and Next Generation Advice, finding faults by both financial firms. The complainant of the lead decision, which AFCA explained ... |
| | | | ... outcomes for Financial Services Group Australia and MWL Financial Services were also recently released, with United Global Capital and Next Generation Advice remaining as the only entities yet to receive their lead decision outcomes. |
| | | | A former United Global Capital (UGC) financial adviser has had his banning order shrunk by half after a successful appeal to the Administrative Review Tribunal. Milutin Petrovic was banned from providing financial services or performing any function ... |
| | | | ... lost trauma insurance benefit," it said. The lead decision reviews for Financial Services Group Australia, United Global Capital and Next Generation Advice are ongoing, and the ombudsman will continue to issue updates. |
| | | | ... all affected investors. The lead decisions for MWL Financial Services, Financial Services Group Australia, United Global Capital and Next Generation Advice have been issued by AFCA. Since reaching some 1659 complaints earlier this month, the number of ... |
| | | | ... over a series of misconduct when he was an authorised representative of MWL Financial Services (MWL) and United Global Capital (UGC). Van Coppenhagen was authorised by UGC from April 2018 to July 2021 and by MWL from August 2022 to June 2023. Van Coppenhagen's ... |
| | | | ... with a further 356 expected to be made after FY27. Further, the CSLR has estimated about 538 will relate to United Global Capital and the Global Capital Property Fund. Australian Fiduciaries and Brite Advisory are also expected to impact the levy total. ... |
| | | | The man responsible for auditing United Global Capital and its two managed funds has had his company auditor registration torn up after he was found to have 'continuously failed to undertake basic audit work' that could have saved millions in SMSF investors' ... |
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