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Showing 1 - 1 of 1 results for "US Financial Industry Regulatory Authority"

Goldman ordered to pay $100m to NAB

STAFF WRITER  |  TUESDAY, 12 MAY 2015
... related to the sale of mortgage-linked securities before the financial crisis. The US Financial Industry Regulatory Authority (FINRA) said the claim arose out of a deal which carried "a significant conflict of interest" between Goldman Sachs and its ...
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