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|Showing 1 - 10 of 12 results for "Terry McMaster"|
|... judgement," ASIC said in a statement. Earlier this year, ASIC ordered Dover Financial Advisers and its founder Terry McMaster to pay over $1.4 million in penalties by the Federal Court of Australia.|
|In a win for ASIC this morning, Dover Financial Advisers and its founder Terry McMaster have been ordered to pay over $1.4 million in penalties by the Federal Court of Australia. Justice O'Bryan imposed a $1.2 million penalty on the defunct financial ...|
|The Federal Court has found Dover Financial Advisers and Terry McMaster guilty in the case brought against them by ASIC. In a judgement handed down on Friday, Dover Financial Advisers and Terry McMaster have been found guilty of false, misleading and ...|
|... addition to the actions already commenced against NAB's Nulis and MLC, as well as Dover Financial Advisers and Terry McMaster. Aside from the Royal Commission case studies, ASIC is also looking into a number of instances of misconduct involving major ...|
|ASIC is taking Federal Court action against Dover Financial Advisers and Terry McMaster for allegedly misleading and deceiving clients. The corporate regulator commenced civil penalty action against the disgraced dealer group and its founder on September ...|
|... with the regulator accepting a court enforceable undertaking from Dover. It was also announced that Dover founder Terry McMaster will exit the advice industry. ASIC confirmed an investigation into the dealer group - often referred to as a licensee of ...|
|ASIC has accepted a Court Enforceable Undertaking from Dover Financial Advisers and Terry McMaster will leave the financial services industry. ASIC confirmed the action resulted from an ASIC investigation which commenced in 2017, with a particular focus ...|
|... that they've been investigating Dover, but ultimately we don't know what conversations took place between Terry McMaster and the regulator last week to see it end up like this," Kewin said. Lifespan Financial Planning chief executive Eugene Ardino ...|
|... have declined the Royal Commission's request for assistance in identifying instances of misconduct. Dover owner Terry McMaster said the dealer group thought that the letter which arrived at its doorstep in February from Commissioner Kenneth Hayne was ...|
|... in the event of misconduct by authorised representatives. Counsel Assisting Mark Costello questioned Dover owner Terry McMaster over the document, the intention of which reads: "Dover's Client Protection Policy sets out a number of important client protections ...|
BNP Paribas Asset Management promoted from within to fill the role of head of wholesale distribution for Australia and New Zealand.
One billion people will own some form of cryptocurrency by the end of 2022, new research suggests.
ASIC is proposing to overhaul the naming conventions of exchange-traded products so that the names are "true to label".
GPT Group (GPT) has announced today changes to its leadership team and adjustments to its organisational structure.
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