Search Results | Showing 1 - 10 of 1277 results for "Retail investor" |
| | | Private credit funds continue to lag in improving poor disclosure, distribution and conflict-management practices since ASIC handed down its scathing inaugural report into the opaque sector 12 months ago. A new ASIC investigation finds complex, multi-layered ... |
| | | | The corporate regulator has halted the sales of two funds by Angas Securities over concerns on the product disclosure statements not adequately disclosing the firm's financial position and one fund's exposure to the Bathla Group. The interim stop orders ... |
| | | | ASIC chair Sarah Court has warned retail investors to be wary of "highly speculative" prediction markets, likening them to betting. Court said prediction market contracts "have all the features of a bet" and that the regulator believes they are not ... |
| | | | ASIC has issued an interim stop order on the Murdoch Clarke Mortgage Fund, issued by Murdoch Clarke Mortgage Management, prohibiting it from offering, issuing, selling or transferring interests in the fund. The fund had $573.2 million in assets under ... |
| | | | OKX Australia has launched a perpetual contract, also known as perps, to provide exposure of private companies before they undergo a potential initial public offering (IPO). The Pre-IPO Perpetual Futures allow investors to take long or short positions ... |
| | | | The $800 million Ares Global Credit Income Fund, which is issued by Fidante Partners, has been hit with an interim stop order from the corporate regulator for target market determination (TMD) deficiencies. ASIC has prevented Fidante Partners, the responsible ... |
| | | | ... remained a high-risk product. "The evidence demonstrates that ASIC's CFD intervention order has materially reduced retail investor harm by addressing key drivers of harm, like excess leverage," Kirkland said. Within six months of the original order taking ... |
| | | | ASIC has made an interim stop order on the product disclosure statement (PDS) issued by Australian Secure Capital Fund (ASCF) offering units in three registered managed investment schemes. The interim stop order stops ASCF from offering, issuing, selling ... |
| | | | ASIC has launched civil penalty proceedings against former financial adviser Osama Saad, alleging he participated in schemes designed to avoid conflicted remuneration laws and provided unsuitable advice that directed hundreds of clients' superannuation ... |
| | | | Institutional investors across Asia Pacific are growing in confidence in the long-term future of digital assets, as more institutions in the region now expect adoption will outpace their global peers, according to State Street. State Street's 2026 Digital ... |
|